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Barclays PLC made a public opening position and dealing disclosure on 12 July 2022, reporting on its holdings and transactions in the relevant securities of NortonLifeLock Inc., and also regarding Avast PLC. As of 11 July 2022, Barclays PLC held a total interest of 3,087,621 (0.54%) and total short positions of 4,963,660 (0.87%) in NortonLifeLock Inc.'s USD 0.01 common shares. On the same date, Barclays PLC purchased a total of 559,967 and sold a total of 582,357 of NortonLifeLock Inc.'s USD 0.01 common shares.
| Date | 12 Jul 2022 |
| Time | 13:11:03 |
| Category | Holding(s) in company |
| ID | 2137S |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
11 July 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,301,999 |
0.23% |
1,206,538 |
0.21% |
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(2) |
Cash-settled derivatives: |
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1,785,622 |
0.31% |
3,757,122 |
0.66% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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3,087,621 |
0.54% |
4,963,660 |
0.87% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
56 |
22.8900 USD |
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USD 0.01 common |
Purchase |
78 |
22.9250 USD |
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USD 0.01 common |
Purchase |
80 |
22.9500 USD |
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USD 0.01 common |
Purchase |
100 |
22.8650 USD |
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USD 0.01 common |
Purchase |
100 |
22.9150 USD |
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USD 0.01 common |
Purchase |
102 |
22.9600 USD |
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USD 0.01 common |
Purchase |
249 |
22.8569 USD |
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USD 0.01 common |
Purchase |
299 |
22.9059 USD |
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USD 0.01 common |
Purchase |
300 |
22.9400 USD |
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USD 0.01 common |
Purchase |
300 |
22.9100 USD |
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USD 0.01 common |
Purchase |
348 |
22.9005 USD |
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USD 0.01 common |
Purchase |
402 |
22.8950 USD |
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USD 0.01 common |
Purchase |
448 |
22.8916 USD |
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USD 0.01 common |
Purchase |
500 |
22.9090 USD |
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USD 0.01 common |
Purchase |
545 |
22.8750 USD |
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USD 0.01 common |
Purchase |
602 |
22.9132 USD |
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USD 0.01 common |
Purchase |
608 |
22.8983 USD |
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USD 0.01 common |
Purchase |
611 |
22.9092 USD |
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USD 0.01 common |
Purchase |
624 |
22.9017 USD |
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USD 0.01 common |
Purchase |
814 |
22.8865 USD |
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USD 0.01 common |
Purchase |
912 |
22.8931 USD |
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USD 0.01 common |
Purchase |
1,117 |
22.8956 USD |
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USD 0.01 common |
Purchase |
1,221 |
22.8926 USD |
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USD 0.01 common |
Purchase |
1,225 |
22.8777 USD |
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USD 0.01 common |
Purchase |
1,853 |
22.9026 USD |
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USD 0.01 common |
Purchase |
2,044 |
22.9180 USD |
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USD 0.01 common |
Purchase |
4,088 |
22.9148 USD |
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USD 0.01 common |
Purchase |
6,262 |
22.9007 USD |
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USD 0.01 common |
Purchase |
6,506 |
22.9003 USD |
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USD 0.01 common |
Purchase |
7,370 |
22.9010 USD |
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USD 0.01 common |
Purchase |
10,104 |
22.8820 USD |
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USD 0.01 common |
Purchase |
12,771 |
22.8800 USD |
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USD 0.01 common |
Purchase |
13,360 |
22.8825 USD |
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USD 0.01 common |
Purchase |
53,194 |
22.8928 USD |
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USD 0.01 common |
Purchase |
55,041 |
22.8802 USD |
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USD 0.01 common |
Purchase |
108,833 |
22.9126 USD |
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USD 0.01 common |
Purchase |
250,000 |
22.9041 USD |
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USD 0.01 common |
Sale |
29 |
22.9100 USD |
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USD 0.01 common |
Sale |
54 |
22.9250 USD |
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USD 0.01 common |
Sale |
57 |
22.8998 USD |
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USD 0.01 common |
Sale |
58 |
22.8950 USD |
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USD 0.01 common |
Sale |
88 |
22.8400 USD |
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USD 0.01 common |
Sale |
100 |
22.9700 USD |
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USD 0.01 common |
Sale |
107 |
22.9031 USD |
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USD 0.01 common |
Sale |
116 |
22.8943 USD |
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USD 0.01 common |
Sale |
116 |
22.9025 USD |
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USD 0.01 common |
Sale |
129 |
22.9300 USD |
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USD 0.01 common |
Sale |
145 |
22.9110 USD |
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USD 0.01 common |
Sale |
158 |
22.8850 USD |
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USD 0.01 common |
Sale |
227 |
22.9000 USD |
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USD 0.01 common |
Sale |
300 |
22.8066 USD |
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USD 0.01 common |
Sale |
300 |
22.9166 USD |
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USD 0.01 common |
Sale |
408 |
22.8942 USD |
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USD 0.01 common |
Sale |
480 |
22.9060 USD |
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USD 0.01 common |
Sale |
600 |
22.9533 USD |
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USD 0.01 common |
Sale |
800 |
22.9525 USD |
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USD 0.01 common |
Sale |
900 |
22.9433 USD |
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USD 0.01 common |
Sale |
927 |
22.9071 USD |
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USD 0.01 common |
Sale |
1,791 |
22.9018 USD |
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USD 0.01 common |
Sale |
1,843 |
22.9034 USD |
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USD 0.01 common |
Sale |
1,857 |
22.9154 USD |
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USD 0.01 common |
Sale |
2,049 |
22.9186 USD |
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USD 0.01 common |
Sale |
2,709 |
22.8960 USD |
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USD 0.01 common |
Sale |
3,000 |
22.8840 USD |
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USD 0.01 common |
Sale |
3,005 |
22.8845 USD |
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USD 0.01 common |
Sale |
3,136 |
22.9173 USD |
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USD 0.01 common |
Sale |
3,639 |
22.9077 USD |
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USD 0.01 common |
Sale |
4,051 |
22.9128 USD |
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USD 0.01 common |
Sale |
4,828 |
22.9500 USD |
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USD 0.01 common |
Sale |
5,276 |
22.9043 USD |
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USD 0.01 common |
Sale |
5,524 |
22.9036 USD |
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USD 0.01 common |
Sale |
6,074 |
22.9056 USD |
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USD 0.01 common |
Sale |
6,993 |
22.9207 USD |
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USD 0.01 common |
Sale |
7,253 |
22.9151 USD |
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USD 0.01 common |
Sale |
7,705 |
22.9088 USD |
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USD 0.01 common |
Sale |
7,833 |
22.9160 USD |
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USD 0.01 common |
Sale |
8,515 |
22.9019 USD |
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USD 0.01 common |
Sale |
9,799 |
22.8955 USD |
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USD 0.01 common |
Sale |
9,806 |
22.9001 USD |
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USD 0.01 common |
Sale |
10,313 |
22.8957 USD |
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USD 0.01 common |
Sale |
10,750 |
22.9069 USD |
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USD 0.01 common |
Sale |
12,145 |
22.8802 USD |
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USD 0.01 common |
Sale |
20,500 |
22.8900 USD |
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USD 0.01 common |
Sale |
38,692 |
22.8992 USD |
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USD 0.01 common |
Sale |
53,171 |
22.8881 USD |
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USD 0.01 common |
Sale |
57,619 |
22.9158 USD |
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USD 0.01 common |
Sale |
60,477 |
22.8956 USD |
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USD 0.01 common |
Sale |
60,602 |
22.8800 USD |
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USD 0.01 common |
Sale |
105,126 |
22.9098 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
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Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
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Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
12 Jul 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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