Form 8.5 (EPT/NON-RI)Brewin Dolphin Holdings Amend

RNS Number : 8582S

Barclays PLC

18 July 2022

FORM 8.5 (EPT/NON-RI) Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.			KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose			BREWIN DOLPHIN HOLDINGS PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt			Brewin Dolphin Holdings plc
	principal trader is connected
(d)	Date position held/dealing undertaken:			14 July 2022
(e)	In addition to the company in 1(b) above, is the exempt principal			NO
	trader making disclosures in respect of any other party to the offer?
2.			POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:		1p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	7,321,814	2.41%	459,487	0.15%

(2)	Cash-settled derivatives:
		291,297	0.10%	6,903,288	2.27%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%


	TOTAL:	7,613,111	2.51%	7,362,775	2.42%

(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:

3.			DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale	Total number of	Highest price per unit	Lowest price per unit
security			securities	paid/received	paid/received
1p ordinary		Purchase	34,659	5.1001 GBP	5.0905 GBP
1p ordinary		Sale	78,357	5.1000 GBP	5.0899 GBP

(b)	Cash-settled derivative transactions
Class of		Product	Nature of dealing	Number of	Price per
relevant		description		reference	unit
security				securities
1p ordinary		SWAP	Decreasing Short	22	5.0950 GBP
1p ordinary		SWAP	Decreasing Short	66	5.1000 GBP
1p ordinary		SWAP	Decreasing Short	90	5.0987 GBP
1p ordinary		SWAP	Decreasing Short	173	5.0895 GBP
1p ordinary		SWAP	Decreasing Short	4,217	5.0900 GBP
1p ordinary		CFD	Decreasing Short	5,826	5.0898 GBP
1p ordinary		SWAP	Increasing Short	192	5.0935 GBP
1p ordinary		SWAP	Increasing Short	300	5.0899 GBP
1p ordinary		SWAP	Increasing Short	400	5.1000 GBP
1p ordinary		SWAP	Increasing Short	1,541	5.1004 GBP
1p ordinary		SWAP	Increasing Short	2,203	5.0905 GBP
1p ordinary		SWAP	Increasing Short	3,946	5.0955 GBP
1p ordinary		SWAP	Increasing Short	8,835	5.1001 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates


(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security				Exercising/ exercised against		securities	unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security				Details		applicable)

4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				18 Jul 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

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END

FEOBKFBKQBKDDOD

TIDM	BARC
Share Price	492.40p1.67%
Market Cap	£66.12bn

Date	18 Jul 2022
Time	15:02:52
Category	Holding(s) in company
ID	8582S

TIDM	BARC
Share Price	492.40p1.67%
Market Cap	£66.12bn

Date	18 Jul 2022
Time	15:02:52
Category	Holding(s) in company
ID	8582S

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Form 8.5 (EPT/NON-RI)Brewin Dolphin Holdings Amend