Form 8.5 (EPT/NON-RI) Brewin Dolphin Holdings plc

RNS Number : 9670S

Barclays PLC

19 July 2022

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.			KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose			BREWIN DOLPHIN HOLDINGS PLC
	relevant securities this form relates:			BREWIN DOLPHIN HOLDINGS PLC
(c)	Name of the party to the offer with which exempt			Brewin Dolphin Holdings plc
	principal trader is connected			Brewin Dolphin Holdings plc
(d)	Date position held/dealing undertaken:			18 July 2022
(e)	In addition to the company in 1(b) above, is the exempt principal			NO
	trader making disclosures in respect of any other party to the offer?
2.			POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:		1p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	7,460,188	2.46%	502,706	0.17%

(2)	Cash-settled derivatives:
		342,464	0.11%	7,166,445	2.36%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%


	TOTAL:	7,802,652	2.57%	7,669,151	2.53%

(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:

3.			DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale	Total number of	Highest price per unit	Lowest price per unit
security			securities	paid/received	paid/received
1p ordinary		Purchase	244,762	5.1403 GBP	5.0935 GBP
1p ordinary		Sale	13,074	5.1355 GBP	5.0899 GBP

(b)	Cash-settled derivative transactions
Class of		Product	Nature of dealing	Number of	Price per
relevant		description		reference	unit
security				securities
1p ordinary		SWAP	Decreasing Long	2,000	5.1103 GBP
1p ordinary		SWAP	Decreasing Long	2,000	5.1403 GBP
1p ordinary		SWAP	Decreasing Short	100	5.1100 GBP
1p ordinary		SWAP	Decreasing Short	500	5.0899 GBP
1p ordinary		SWAP	Increasing Short	8	5.1022 GBP
1p ordinary		SWAP	Increasing Short	24	5.1005 GBP
1p ordinary		SWAP	Increasing Short	44	5.1100 GBP
1p ordinary		SWAP	Increasing Short	66	5.1059 GBP
1p ordinary		SWAP	Increasing Short	67	5.1147 GBP
1p ordinary		SWAP	Increasing Short	68	5.1064 GBP
1p ordinary		SWAP	Increasing Short	71	5.1201 GBP
1p ordinary		SWAP	Increasing Short	86	5.1024 GBP
1p ordinary		SWAP	Increasing Short	255	5.1202 GBP
1p ordinary		SWAP	Increasing Short	1,056	5.1021 GBP
1p ordinary		SWAP	Increasing Short	1,985	5.1251 GBP
1p ordinary		SWAP	Increasing Short	6,500	5.0935 GBP
1p ordinary		SWAP	Increasing Short	6,715	5.1101 GBP
1p ordinary		CFD	Increasing Short	7,544	5.1063 GBP
1p ordinary		SWAP	Increasing Short	9,836	5.1146 GBP
1p ordinary		SWAP	Increasing Short	10,011	5.1203 GBP
1p ordinary		CFD	Increasing Short	16,540	5.1128 GBP
1p ordinary		SWAP	Increasing Short	21,560	5.1163 GBP
1p ordinary		SWAP	Increasing Short	33,083	5.1041 GBP
1p ordinary		SWAP	Increasing Short	39,350	5.1133 GBP
1p ordinary		SWAP	Increasing Short	73,575	5.1264 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates


(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security				Exercising/ exercised against		securities	unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security				Details		applicable)

4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				19 Jul 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

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END

FEOUKUKRUWUBARR

TIDM	BARC
Share Price	492.40p1.67%
Market Cap	£66.12bn

Date	19 Jul 2022
Time	10:30:23
Category	Holding(s) in company
ID	9670S

TIDM	BARC
Share Price	492.40p1.67%
Market Cap	£66.12bn

Date	19 Jul 2022
Time	10:30:23
Category	Holding(s) in company
ID	9670S

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Form 8.5 (EPT/NON-RI) Brewin Dolphin Holdings plc