t
Barclays PLC filed a Form 8.3 disclosure on 25 July 2022, relating to an offer involving NortonLifeLock Inc. and Avast PLC, detailing its positions and dealings in NortonLifeLock Inc. relevant securities as of 22 July 2022. On that date, Barclays PLC reported a total interest of 0.51% and a total short position of 0.90% in NortonLifeLock Inc. common shares. Additionally, Barclays PLC executed purchases totaling 1,407,258 common shares and sales totaling 1,227,677 common shares of NortonLifeLock Inc. on July 22, 2022.
| Date | 25 Jul 2022 |
| Time | 12:16:41 |
| Category | Holding(s) in company |
| ID | 6392T |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
22 July 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,285,251 |
0.22% |
1,375,113 |
0.24% |
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(2) |
Cash-settled derivatives: |
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1,655,069 |
0.29% |
3,757,122 |
0.66% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,940,320 |
0.51% |
5,132,235 |
0.90% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
2 |
25.2900 USD |
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USD 0.01 common |
Purchase |
2 |
25.2300 USD |
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USD 0.01 common |
Purchase |
5 |
25.1900 USD |
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USD 0.01 common |
Purchase |
25 |
25.0550 USD |
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USD 0.01 common |
Purchase |
31 |
25.1045 USD |
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USD 0.01 common |
Purchase |
32 |
25.0500 USD |
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USD 0.01 common |
Purchase |
37 |
25.3900 USD |
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USD 0.01 common |
Purchase |
62 |
25.2529 USD |
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USD 0.01 common |
Purchase |
64 |
25.3015 USD |
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USD 0.01 common |
Purchase |
72 |
25.1600 USD |
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USD 0.01 common |
Purchase |
100 |
25.4800 USD |
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USD 0.01 common |
Purchase |
100 |
25.1800 USD |
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USD 0.01 common |
Purchase |
125 |
25.2400 USD |
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USD 0.01 common |
Purchase |
140 |
25.2515 USD |
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USD 0.01 common |
Purchase |
175 |
25.4052 USD |
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USD 0.01 common |
Purchase |
178 |
25.2500 USD |
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USD 0.01 common |
Purchase |
205 |
25.4500 USD |
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USD 0.01 common |
Purchase |
223 |
25.4275 USD |
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USD 0.01 common |
Purchase |
257 |
25.4110 USD |
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USD 0.01 common |
Purchase |
259 |
25.2461 USD |
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USD 0.01 common |
Purchase |
266 |
25.2280 USD |
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USD 0.01 common |
Purchase |
288 |
25.1700 USD |
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USD 0.01 common |
Purchase |
300 |
25.2866 USD |
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USD 0.01 common |
Purchase |
313 |
25.4049 USD |
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USD 0.01 common |
Purchase |
501 |
25.2769 USD |
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USD 0.01 common |
Purchase |
520 |
25.4438 USD |
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USD 0.01 common |
Purchase |
540 |
25.2969 USD |
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USD 0.01 common |
Purchase |
659 |
25.2454 USD |
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USD 0.01 common |
Purchase |
700 |
25.4464 USD |
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USD 0.01 common |
Purchase |
719 |
25.4015 USD |
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USD 0.01 common |
Purchase |
801 |
25.4112 USD |
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USD 0.01 common |
Purchase |
900 |
25.4288 USD |
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USD 0.01 common |
Purchase |
900 |
25.4477 USD |
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USD 0.01 common |
Purchase |
961 |
25.4119 USD |
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USD 0.01 common |
Purchase |
988 |
25.3329 USD |
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USD 0.01 common |
Purchase |
1,000 |
25.2770 USD |
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USD 0.01 common |
Purchase |
1,000 |
25.4520 USD |
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USD 0.01 common |
Purchase |
1,100 |
25.4436 USD |
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USD 0.01 common |
Purchase |
1,100 |
25.2777 USD |
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USD 0.01 common |
Purchase |
1,101 |
25.4357 USD |
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USD 0.01 common |
Purchase |
1,160 |
25.3400 USD |
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USD 0.01 common |
Purchase |
1,200 |
25.4216 USD |
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USD 0.01 common |
Purchase |
1,225 |
25.2550 USD |
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USD 0.01 common |
Purchase |
1,300 |
25.1115 USD |
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USD 0.01 common |
Purchase |
1,304 |
25.2792 USD |
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USD 0.01 common |
Purchase |
1,308 |
25.4290 USD |
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USD 0.01 common |
Purchase |
1,400 |
25.2671 USD |
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USD 0.01 common |
Purchase |
1,437 |
25.2800 USD |
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USD 0.01 common |
Purchase |
1,623 |
25.2784 USD |
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USD 0.01 common |
Purchase |
1,701 |
25.4550 USD |
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USD 0.01 common |
Purchase |
1,782 |
25.3889 USD |
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USD 0.01 common |
Purchase |
1,872 |
25.4176 USD |
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USD 0.01 common |
Purchase |
2,042 |
25.2798 USD |
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USD 0.01 common |
Purchase |
2,050 |
25.2590 USD |
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USD 0.01 common |
Purchase |
2,194 |
25.2841 USD |
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USD 0.01 common |
Purchase |
2,848 |
25.2545 USD |
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USD 0.01 common |
Purchase |
3,120 |
25.2317 USD |
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USD 0.01 common |
Purchase |
3,533 |
25.2638 USD |
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USD 0.01 common |
Purchase |
3,703 |
25.2829 USD |
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USD 0.01 common |
Purchase |
3,779 |
25.2789 USD |
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USD 0.01 common |
Purchase |
4,100 |
25.4326 USD |
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USD 0.01 common |
Purchase |
4,196 |
25.2541 USD |
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USD 0.01 common |
Purchase |
4,545 |
25.4389 USD |
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USD 0.01 common |
Purchase |
5,500 |
25.4280 USD |
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USD 0.01 common |
Purchase |
5,900 |
25.2475 USD |
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USD 0.01 common |
Purchase |
6,096 |
25.4264 USD |
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USD 0.01 common |
Purchase |
6,100 |
25.2514 USD |
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USD 0.01 common |
Purchase |
6,314 |
25.2532 USD |
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USD 0.01 common |
Purchase |
6,494 |
25.3876 USD |
|||
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USD 0.01 common |
Purchase |
7,040 |
25.4286 USD |
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USD 0.01 common |
Purchase |
7,164 |
25.2614 USD |
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USD 0.01 common |
Purchase |
7,750 |
25.2827 USD |
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USD 0.01 common |
Purchase |
8,697 |
25.4295 USD |
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USD 0.01 common |
Purchase |
11,416 |
25.4219 USD |
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USD 0.01 common |
Purchase |
13,295 |
25.2897 USD |
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USD 0.01 common |
Purchase |
16,942 |
25.4128 USD |
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USD 0.01 common |
Purchase |
17,067 |
25.3355 USD |
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USD 0.01 common |
Purchase |
25,626 |
25.3009 USD |
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USD 0.01 common |
Purchase |
37,860 |
25.4300 USD |
|||
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USD 0.01 common |
Purchase |
47,072 |
25.4091 USD |
|||
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USD 0.01 common |
Purchase |
64,438 |
25.2870 USD |
|||
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USD 0.01 common |
Purchase |
64,688 |
25.2659 USD |
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USD 0.01 common |
Purchase |
71,143 |
25.3548 USD |
|||
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USD 0.01 common |
Purchase |
81,091 |
25.4311 USD |
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USD 0.01 common |
Purchase |
141,217 |
25.4293 USD |
|||
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USD 0.01 common |
Purchase |
247,217 |
25.3769 USD |
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USD 0.01 common |
Purchase |
372,270 |
25.3500 USD |
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USD 0.01 common |
Sale |
8 |
25.2350 USD |
|||
|
USD 0.01 common |
Sale |
12 |
25.2641 USD |
|||
|
USD 0.01 common |
Sale |
25 |
25.0550 USD |
|||
|
USD 0.01 common |
Sale |
28 |
25.3114 USD |
|||
|
USD 0.01 common |
Sale |
28 |
25.3585 USD |
|||
|
USD 0.01 common |
Sale |
32 |
25.0500 USD |
|||
|
USD 0.01 common |
Sale |
36 |
25.3033 USD |
|||
|
USD 0.01 common |
Sale |
48 |
25.3425 USD |
|||
|
USD 0.01 common |
Sale |
48 |
25.3041 USD |
|||
|
USD 0.01 common |
Sale |
56 |
25.3342 USD |
|||
|
USD 0.01 common |
Sale |
57 |
25.3078 USD |
|||
|
USD 0.01 common |
Sale |
80 |
25.3195 USD |
|||
|
USD 0.01 common |
Sale |
84 |
25.4450 USD |
|||
|
USD 0.01 common |
Sale |
100 |
25.1600 USD |
|||
|
USD 0.01 common |
Sale |
102 |
25.2975 USD |
|||
|
USD 0.01 common |
Sale |
104 |
25.1513 USD |
|||
|
USD 0.01 common |
Sale |
114 |
25.4100 USD |
|||
|
USD 0.01 common |
Sale |
114 |
25.4250 USD |
|||
|
USD 0.01 common |
Sale |
114 |
25.4525 USD |
|||
|
USD 0.01 common |
Sale |
114 |
25.4150 USD |
|||
|
USD 0.01 common |
Sale |
114 |
25.4500 USD |
|||
|
USD 0.01 common |
Sale |
117 |
25.3023 USD |
|||
|
USD 0.01 common |
Sale |
169 |
25.4566 USD |
|||
|
USD 0.01 common |
Sale |
192 |
25.2421 USD |
|||
|
USD 0.01 common |
Sale |
200 |
25.2600 USD |
|||
|
USD 0.01 common |
Sale |
200 |
25.2450 USD |
|||
|
USD 0.01 common |
Sale |
205 |
25.4414 USD |
|||
|
USD 0.01 common |
Sale |
215 |
25.2856 USD |
|||
|
USD 0.01 common |
Sale |
222 |
25.0979 USD |
|||
|
USD 0.01 common |
Sale |
228 |
25.3975 USD |
|||
|
USD 0.01 common |
Sale |
232 |
25.2400 USD |
|||
|
USD 0.01 common |
Sale |
300 |
25.1300 USD |
|||
|
USD 0.01 common |
Sale |
379 |
25.1188 USD |
|||
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USD 0.01 common |
Sale |
400 |
25.2462 USD |
|||
|
USD 0.01 common |
Sale |
400 |
25.2625 USD |
|||
|
USD 0.01 common |
Sale |
471 |
25.2535 USD |
|||
|
USD 0.01 common |
Sale |
500 |
25.1120 USD |
|||
|
USD 0.01 common |
Sale |
514 |
25.0729 USD |
|||
|
USD 0.01 common |
Sale |
576 |
25.1700 USD |
|||
|
USD 0.01 common |
Sale |
607 |
25.3270 USD |
|||
|
USD 0.01 common |
Sale |
700 |
25.4000 USD |
|||
|
USD 0.01 common |
Sale |
819 |
25.1241 USD |
|||
|
USD 0.01 common |
Sale |
1,160 |
25.3400 USD |
|||
|
USD 0.01 common |
Sale |
1,201 |
25.2635 USD |
|||
|
USD 0.01 common |
Sale |
1,225 |
25.1308 USD |
|||
|
USD 0.01 common |
Sale |
1,300 |
25.1115 USD |
|||
|
USD 0.01 common |
Sale |
1,363 |
25.1307 USD |
|||
|
USD 0.01 common |
Sale |
1,397 |
25.3460 USD |
|||
|
USD 0.01 common |
Sale |
1,400 |
25.2325 USD |
|||
|
USD 0.01 common |
Sale |
1,558 |
25.2904 USD |
|||
|
USD 0.01 common |
Sale |
1,874 |
25.1256 USD |
|||
|
USD 0.01 common |
Sale |
2,111 |
25.1409 USD |
|||
|
USD 0.01 common |
Sale |
2,670 |
25.1253 USD |
|||
|
USD 0.01 common |
Sale |
3,006 |
25.2505 USD |
|||
|
USD 0.01 common |
Sale |
3,039 |
25.1319 USD |
|||
|
USD 0.01 common |
Sale |
3,900 |
25.4064 USD |
|||
|
USD 0.01 common |
Sale |
4,092 |
25.2915 USD |
|||
|
USD 0.01 common |
Sale |
4,800 |
25.1217 USD |
|||
|
USD 0.01 common |
Sale |
4,908 |
25.3206 USD |
|||
|
USD 0.01 common |
Sale |
4,954 |
25.3755 USD |
|||
|
USD 0.01 common |
Sale |
5,082 |
25.3967 USD |
|||
|
USD 0.01 common |
Sale |
5,099 |
25.1225 USD |
|||
|
USD 0.01 common |
Sale |
5,714 |
25.3088 USD |
|||
|
USD 0.01 common |
Sale |
7,116 |
25.1379 USD |
|||
|
USD 0.01 common |
Sale |
8,143 |
25.2906 USD |
|||
|
USD 0.01 common |
Sale |
9,535 |
25.2629 USD |
|||
|
USD 0.01 common |
Sale |
11,324 |
25.2973 USD |
|||
|
USD 0.01 common |
Sale |
12,921 |
25.3365 USD |
|||
|
USD 0.01 common |
Sale |
14,479 |
25.3021 USD |
|||
|
USD 0.01 common |
Sale |
14,639 |
25.3264 USD |
|||
|
USD 0.01 common |
Sale |
14,868 |
25.1254 USD |
|||
|
USD 0.01 common |
Sale |
15,949 |
25.4240 USD |
|||
|
USD 0.01 common |
Sale |
16,393 |
25.3188 USD |
|||
|
USD 0.01 common |
Sale |
25,492 |
25.4300 USD |
|||
|
USD 0.01 common |
Sale |
30,147 |
25.4140 USD |
|||
|
USD 0.01 common |
Sale |
49,083 |
25.2472 USD |
|||
|
USD 0.01 common |
Sale |
59,416 |
25.4099 USD |
|||
|
USD 0.01 common |
Sale |
69,237 |
25.2743 USD |
|||
|
USD 0.01 common |
Sale |
79,773 |
25.4363 USD |
|||
|
USD 0.01 common |
Sale |
132,501 |
25.3915 USD |
|||
|
USD 0.01 common |
Sale |
330,000 |
25.3452 USD |
|||
|
USD 0.01 common |
Sale |
372,270 |
25.3500 USD |
|||
|
(b) |
Cash-settled derivative transactions |
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Class of relevant |
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Product |
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Nature of dealing |
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Number of |
Price per unit |
|
security |
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description |
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reference |
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|
securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
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Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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|
securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
|
Details |
Price per unit (if |
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security |
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applicable) |
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||||
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4. |
OTHER INFORMATION |
||||||
|
(a) |
Indemnity and other dealings arrangements |
|
|||||
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
|
formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
25 Jul 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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