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Barclays PLC filed a Form 8.3 disclosure on July 26, 2022, detailing its positions and dealings in NortonLifeLock Inc. USD 0.01 common shares, and also noting disclosures in respect of Avast PLC. As of July 25, 2022, Barclays PLC held total interests of 2,924,906 shares (0.51%) and total short positions of 5,131,474 shares (0.90%) in NortonLifeLock Inc. On July 25, 2022, Barclays PLC purchased 507,175 NortonLifeLock Inc. shares and sold 570,361 NortonLifeLock Inc. shares.
| Date | 26 Jul 2022 |
| Time | 13:07:02 |
| Category | Holding(s) in company |
| ID | 7991T |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
25 Jul 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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1,269,837 |
0.22% |
1,374,352 |
0.24% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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1,655,069 |
0.29% |
3,757,122 |
0.66% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,924,906 |
0.51% |
5,131,474 |
0.90% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
1 |
24.7500 USD |
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USD 0.01 common |
Purchase |
4 |
24.7375 USD |
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USD 0.01 common |
Purchase |
9 |
24.9900 USD |
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USD 0.01 common |
Purchase |
40 |
24.7900 USD |
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USD 0.01 common |
Purchase |
50 |
24.7600 USD |
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USD 0.01 common |
Purchase |
70 |
25.1300 USD |
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USD 0.01 common |
Purchase |
100 |
24.9700 USD |
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USD 0.01 common |
Purchase |
102 |
24.7793 USD |
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USD 0.01 common |
Purchase |
108 |
24.7728 USD |
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USD 0.01 common |
Purchase |
200 |
24.7800 USD |
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USD 0.01 common |
Purchase |
200 |
24.9450 USD |
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USD 0.01 common |
Purchase |
266 |
25.0147 USD |
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USD 0.01 common |
Purchase |
295 |
24.9155 USD |
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USD 0.01 common |
Purchase |
311 |
24.9761 USD |
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USD 0.01 common |
Purchase |
448 |
25.0676 USD |
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USD 0.01 common |
Purchase |
574 |
24.8934 USD |
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USD 0.01 common |
Purchase |
600 |
25.0858 USD |
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USD 0.01 common |
Purchase |
600 |
25.0875 USD |
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USD 0.01 common |
Purchase |
600 |
24.7200 USD |
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USD 0.01 common |
Purchase |
782 |
24.9330 USD |
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USD 0.01 common |
Purchase |
806 |
24.8924 USD |
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USD 0.01 common |
Purchase |
944 |
24.9339 USD |
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USD 0.01 common |
Purchase |
1,116 |
25.0905 USD |
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USD 0.01 common |
Purchase |
1,175 |
25.0714 USD |
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USD 0.01 common |
Purchase |
1,812 |
25.3000 USD |
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USD 0.01 common |
Purchase |
2,268 |
25.1934 USD |
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USD 0.01 common |
Purchase |
3,316 |
24.7700 USD |
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USD 0.01 common |
Purchase |
3,982 |
25.0741 USD |
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USD 0.01 common |
Purchase |
4,286 |
25.1008 USD |
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USD 0.01 common |
Purchase |
4,439 |
25.1019 USD |
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USD 0.01 common |
Purchase |
5,850 |
25.0855 USD |
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USD 0.01 common |
Purchase |
6,396 |
25.0665 USD |
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USD 0.01 common |
Purchase |
7,705 |
25.0895 USD |
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USD 0.01 common |
Purchase |
8,231 |
25.0852 USD |
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USD 0.01 common |
Purchase |
10,311 |
24.8278 USD |
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USD 0.01 common |
Purchase |
10,339 |
24.8123 USD |
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USD 0.01 common |
Purchase |
14,124 |
24.9110 USD |
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USD 0.01 common |
Purchase |
17,190 |
24.9575 USD |
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USD 0.01 common |
Purchase |
18,469 |
24.8797 USD |
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USD 0.01 common |
Purchase |
18,652 |
24.9452 USD |
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USD 0.01 common |
Purchase |
20,657 |
24.9329 USD |
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USD 0.01 common |
Purchase |
20,873 |
24.9785 USD |
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USD 0.01 common |
Purchase |
27,401 |
24.9049 USD |
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USD 0.01 common |
Purchase |
50,339 |
24.7657 USD |
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USD 0.01 common |
Purchase |
96,655 |
24.8650 USD |
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USD 0.01 common |
Purchase |
114,754 |
24.9014 USD |
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USD 0.01 common |
Sale |
9 |
24.9300 USD |
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USD 0.01 common |
Sale |
50 |
24.7600 USD |
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USD 0.01 common |
Sale |
96 |
25.2400 USD |
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USD 0.01 common |
Sale |
100 |
24.7300 USD |
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USD 0.01 common |
Sale |
100 |
24.7900 USD |
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USD 0.01 common |
Sale |
160 |
25.0343 USD |
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USD 0.01 common |
Sale |
200 |
25.2800 USD |
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USD 0.01 common |
Sale |
207 |
24.7381 USD |
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USD 0.01 common |
Sale |
247 |
24.8889 USD |
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USD 0.01 common |
Sale |
315 |
25.1773 USD |
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USD 0.01 common |
Sale |
400 |
24.9200 USD |
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USD 0.01 common |
Sale |
400 |
24.9650 USD |
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USD 0.01 common |
Sale |
400 |
24.8300 USD |
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USD 0.01 common |
Sale |
624 |
24.7200 USD |
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USD 0.01 common |
Sale |
643 |
24.7383 USD |
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USD 0.01 common |
Sale |
664 |
24.7413 USD |
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USD 0.01 common |
Sale |
791 |
24.7921 USD |
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USD 0.01 common |
Sale |
937 |
24.7456 USD |
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USD 0.01 common |
Sale |
937 |
25.2389 USD |
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USD 0.01 common |
Sale |
1,043 |
24.7507 USD |
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USD 0.01 common |
Sale |
1,160 |
25.0500 USD |
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USD 0.01 common |
Sale |
1,297 |
24.7943 USD |
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USD 0.01 common |
Sale |
1,392 |
24.7499 USD |
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USD 0.01 common |
Sale |
1,488 |
24.7476 USD |
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USD 0.01 common |
Sale |
1,761 |
24.7784 USD |
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USD 0.01 common |
Sale |
1,812 |
25.3000 USD |
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USD 0.01 common |
Sale |
1,854 |
24.7427 USD |
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USD 0.01 common |
Sale |
2,128 |
24.7655 USD |
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USD 0.01 common |
Sale |
2,268 |
25.1934 USD |
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USD 0.01 common |
Sale |
3,246 |
24.7854 USD |
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USD 0.01 common |
Sale |
3,258 |
24.9722 USD |
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USD 0.01 common |
Sale |
3,416 |
24.7700 USD |
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USD 0.01 common |
Sale |
5,903 |
24.8799 USD |
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USD 0.01 common |
Sale |
6,674 |
24.8357 USD |
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USD 0.01 common |
Sale |
8,108 |
24.9987 USD |
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USD 0.01 common |
Sale |
8,181 |
24.7791 USD |
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USD 0.01 common |
Sale |
10,413 |
24.9693 USD |
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USD 0.01 common |
Sale |
10,422 |
24.7808 USD |
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USD 0.01 common |
Sale |
11,318 |
24.9013 USD |
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USD 0.01 common |
Sale |
13,685 |
25.0270 USD |
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USD 0.01 common |
Sale |
14,230 |
24.8017 USD |
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USD 0.01 common |
Sale |
45,345 |
24.8237 USD |
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USD 0.01 common |
Sale |
61,605 |
24.7928 USD |
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USD 0.01 common |
Sale |
69,511 |
25.0934 USD |
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USD 0.01 common |
Sale |
179,412 |
24.9000 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
26 Jul 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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