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Barclays Capital Securities Ltd, an exempt principal trader connected to ALFA Financial Software Holdings PLC, filed a Form 8.5 Public Opening Position Disclosure/Dealing Disclosure on 06 July 2023, detailing transactions undertaken on 05 July 2023. On that date, Barclays Capital Securities Ltd sold 3,532 0.1p ordinary shares and purchased 1,743 0.1p ordinary shares of ALFA Financial Software Holdings PLC, alongside cash-settled derivative transactions involving 3,235 reference securities. Following these dealings, the firm held total interests of 4,230,020 (1.43%) and total short positions of 3,860,460 (1.31%) in ALFA Financial Software Holdings PLC's 0.1p ordinary shares.
| Date | 6 Jul 2023 |
| Time | 10:14:25 |
| Category | Holding(s) in company |
| ID | 2022F |
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FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
ALFA FINANCIAL SOFTWARE HOLDINGS PLC |
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(c) |
Name of the party to the offer with which exempt |
ALFA FINANCIAL SOFTWARE HOLDINGS PLC |
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(d) |
Date position held/dealing undertaken: |
05 Jul 2023 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
NO |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
0.1p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
3,792,797 |
1.28% |
87,985 |
0.03% |
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(2) Cash-settled derivatives: |
437,223 |
0.15% |
3,772,475 |
1.28% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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4,230,020 |
1.43% |
3,860,460 |
1.31% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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0.1p ordinary |
Sale |
3532 |
1.9501 GBP |
1.9500 GBP |
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0.1p ordinary |
Purchase |
1743 |
1.9500 GBP |
1.9491 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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0.1p ordinary |
CFD |
Decreasing Short |
2,513 |
1.9498 GBP |
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0.1p ordinary |
SWAP |
Increasing Short |
201 |
1.9470 GBP |
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0.1p ordinary |
SWAP |
Increasing Short |
521 |
1.9487 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
06 Jul 2023 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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