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Barclays PLC submitted a Form 8.3 Public Opening Position Disclosure/Dealing Disclosure on 01 September 2023 concerning relevant securities of Lookers PLC. The disclosure reported Barclays PLC's total interests in Lookers PLC's 5p ordinary shares as of 31 August 2023 as 16,709,604 shares (4.38%) and total short positions as 15,342,678 shares (4.02%).
| Date | 1 Sept 2023 |
| Time | 14:44:35 |
| Category | Holding(s) in company |
| ID | 1706L |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
LOOKERS PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
31 Aug 2023 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
5p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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14,967,768 |
3.92% |
501,482 |
0.13% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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1,741,836 |
0.46% |
14,841,196 |
3.89% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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16,709,604 |
4.38% |
15,342,678 |
4.02% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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5p ordinary |
Purchase |
2,000 |
1.2839 GBP |
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5p ordinary |
Sale |
112,890 |
1.2895 GBP |
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5p ordinary |
Purchase |
1,011,597 |
1.2898 GBP |
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5p ordinary |
Sale |
1,252 |
1.2860 GBP |
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5p ordinary |
Purchase |
24,221 |
1.2899 GBP |
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5p ordinary |
Purchase |
171,060 |
1.2889 GBP |
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5p ordinary |
Sale |
4,000 |
1.2840 GBP |
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5p ordinary |
Sale |
1,353,111 |
1.2900 GBP |
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5p ordinary |
Purchase |
321,424 |
1.2900 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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5p ordinary |
CFD |
Long |
2,263 |
1.2877 GBP |
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5p ordinary |
SWAP |
Long |
46,000 |
1.2897 GBP |
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5p ordinary |
SWAP |
Long |
142,431 |
1.2900 GBP |
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5p ordinary |
SWAP |
Short |
25,384 |
1.2882 GBP |
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5p ordinary |
SWAP |
Short |
32,786 |
1.2874 GBP |
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5p ordinary |
SWAP |
Short |
56,317 |
1.2899 GBP |
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5p ordinary |
SWAP |
Short |
305,388 |
1.2898 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
01 Sep 2023 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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