⌘K
t
| Date | 3 Oct 2023 |
| Time | 11:29:24 |
| Category | Holding(s) in company |
| ID | 5386O |
|
FORM 8.5 (EPT/NON-RI) |
|||||||
|
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
|||||||
|
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
|||||||
|
(OR WHERE RI STATUS IS NOT APPLICABLE) |
|||||||
|
Rule 8.5 of the Takeover Code (the "Code") |
|||||||
|
1. |
KEY INFORMATION |
||||||
|
(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
|||||
|
(b) |
Name of offeror/offeree in relation to whose |
ALFA FINANCIAL SOFTWARE HOLDINGS PLC |
|||||
|
(c) |
Name of the party to the offer with which exempt |
ALFA FINANCIAL SOFTWARE HOLDINGS PLC |
|||||
|
(d) |
Date position held/dealing undertaken: |
02 Oct 2023 |
|||||
|
(e) |
In addition to the company in 1(b) above, is the exempt principal |
NO |
|||||
|
2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
||||||
|
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
||||||
|
|
to which the disclosure relates following the dealing (if any) |
||||||
|
Class of relevant security: |
0.1p ordinary |
||||||
|
|
Interests |
Short Positions |
|||||
|
Number |
(%) |
Number |
(%) |
||||
|
(1) Relevant securities owned and/or controlled: |
1,421,785 |
0.48% |
95,166 |
0.03% |
|||
|
(2) Cash-settled derivatives: |
98,537 |
0.03% |
1,401,106 |
0.47% |
|||
|
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|||
|
|
1,520,322 |
0.51% |
1,496,272 |
0.51% |
|||
|
|
|
|
|
|
|
|
|
|
(b) |
Rights to subscribe for new securities (including directors and other executive options) |
||||||
|
Class of relevant security in relation to |
|
||||||
|
Details, including nature of the rights |
|
||||||
|
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
||||||
|
(a) |
Purchase and sales |
|
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
|||
|
0.1p ordinary |
Sale |
9887 |
1.8350 GBP |
1.8300 GBP |
|||
|
0.1p ordinary |
Purchase |
9888 |
1.8550 GBP |
1.8300 GBP |
|||
|
|
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
||||||
|
Class of |
Product description |
Nature of dealing |
Number of |
Price per |
|||
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
||||||
|
(i) |
Writing, selling, purchasing or varying |
||||||
|
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
||||||
|
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
|
|
|
|
|
||||
|
4. |
OTHER INFORMATION |
||||||
|
(a) |
Indemnity and other dealings arrangements |
||||||
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
|
NONE |
|||||||
|
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
|
NONE |
|||||||
|
(c) |
Attachments |
||||||
|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
|
Date of disclosure: |
03 Oct 2023 |
||||||
|
Contact name: |
Large Holdings Regulatory Operations |
||||||
|
Telephone number: |
020 3134 7213 |
||||||