Form 8.5 (EPT/NON-RI) - Anglo American plc

RNS Number : 4173M

Barclays PLC

29 April 2024

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			26 Apr 2024
(e)	In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?			YES: BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				8,506,347	0.69%	19,874,099	1.62%
(2) Cash-settled derivatives:				18,481,982	1.51%	6,848,496	0.56%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				26,988,329	2.20%	26,722,595	2.18%

(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to which subscription right exists
Details, including nature of the rights concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant security	Purchase/sale	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Purchase	6411508	26.9844 GBP	26.4300 GBP
USD 0.54945 ordinary	Sale	3040549	26.9725 GBP	25.2600 GBP
ADR	Purchase	56814	16.5102 USD	16.0600 USD
ADR	Sale	4314	16.5049 USD	16.5049 USD
USD 0.54945 ordinary	Purchase	32771	30.4406 EUR	30.4406 EUR
USD 0.54945 ordinary	Sale	3789	30.6600 EUR	30.6600 EUR

(b)	Cash-settled derivative transactions
Class of relevant security	Product description	Nature of dealing	Number of reference securities	Price per unit
USD 0.54945 ordinary	SWAP	Closing Long	393	25.7842 GBP
USD 0.54945 ordinary	CFD	Closing Long	1,143	26.4980 GBP
USD 0.54945 ordinary	SWAP	Closing Long	1,751	25.3912 GBP
USD 0.54945 ordinary	CFD	Closing Long	2,540	26.5732 GBP
USD 0.54945 ordinary	SWAP	Closing Long	3,089	26.3559 GBP
USD 0.54945 ordinary	SWAP	Closing Long	8,500	25.7035 GBP
USD 0.54945 ordinary	SWAP	Closing Long	20,800	26.0417 GBP
USD 0.54945 ordinary	CFD	Closing Long	22,271	26.3295 GBP
USD 0.54945 ordinary	CFD	Closing Long	30,000	25.4290 GBP
USD 0.54945 ordinary	CFD	Closing Long	30,913	25.8593 GBP
USD 0.54945 ordinary	SWAP	Closing Long	78,951	25.4000 GBP
USD 0.54945 ordinary	CFD	Closing Long	80,085	26.1302 GBP
USD 0.54945 ordinary	CFD	Closing Long	100,799	26.3393 GBP
USD 0.54945 ordinary	CFD	Closing Long	108,378	25.3450 GBP
USD 0.54945 ordinary	CFD	Closing Long	167,003	26.4300 GBP
USD 0.54945 ordinary	CFD	Closing Long	767,010	26.2670 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	156	26.4301 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	207	25.4218 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	313	26.3662 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	584	26.1266 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	899	622.7040 ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	903	25.7492 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	906	25.4424 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,000	26.0515 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,942	25.7470 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,045	25.9812 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,939	615.7362 ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	5,884	26.4274 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	6,014	25.4667 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	7,667	25.9816 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	8,380	26.1737 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	11,354	26.4300 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	11,390	25.7674 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	12,395	25.7499 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	24,652	25.7675 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	27,808	25.4926 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	30,423	25.7982 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	30,567	25.5950 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	63,878	25.6878 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	69,839	26.2499 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	97,602	25.6839 GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	125,013	26.4300 GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	5	26.7820 GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	12	26.4092 GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	33	622.4103 ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	34	622.2066 ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	62	619.6353 ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	295	25.3783 GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	434	26.5197 GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	673	25.3963 GBP
USD 0.54945 ordinary	CFD	Decreasing Short	899	622.4549 ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,000	26.2932 GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,097	622.6251 ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	1,303	26.4300 GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,887	25.4259 GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	2,461	622.6177 ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	3,179	26.7352 GBP
USD 0.54945 ordinary	CFD	Decreasing Short	3,789	30.6567 EUR
USD 0.54945 ordinary	CFD	Decreasing Short	3,939	615.6161 ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	6,322	25.4032 GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	11,995	613.3425 ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	21,000	29.6850 EUR
USD 0.54945 ordinary	SWAP	Decreasing Short	91,131	26.4510 GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	123,709	617.6513 ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	528,921	612.8799 ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	326	26.6090 GBP
USD 0.54945 ordinary	SWAP	Increasing Long	443	26.3492 GBP
USD 0.54945 ordinary	SWAP	Increasing Long	739	621.1672 ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	1,000	26.4834 GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,643	622.0506 ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	4,535	25.8940 GBP
USD 0.54945 ordinary	SWAP	Increasing Long	5,215	25.8100 GBP
USD 0.54945 ordinary	SWAP	Increasing Long	7,118	26.2185 GBP
USD 0.54945 ordinary	SWAP	Increasing Long	9,500	26.5722 GBP
USD 0.54945 ordinary	SWAP	Increasing Long	20,213	26.2982 GBP
USD 0.54945 ordinary	SWAP	Increasing Long	22,500	26.5718 GBP
USD 0.54945 ordinary	SWAP	Increasing Long	58,899	26.5243 GBP
USD 0.54945 ordinary	SWAP	Increasing Long	61,861	26.5130 GBP
USD 0.54945 ordinary	SWAP	Increasing Long	133,167	26.0342 GBP
USD 0.54945 ordinary	SWAP	Increasing Long	207,417	26.5171 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	11	26.0509 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	16	26.4156 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	33	622.4103 ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	34	622.2066 ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	62	619.6353 ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	79	26.4041 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	94	26.6125 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	131	26.8849 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	135	26.4440 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	142	25.3830 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	181	26.9911 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	295	26.5138 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	361	26.9844 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	385	26.4140 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	512	25.4222 GBP
USD 0.54945 ordinary	CFD	Increasing Short	739	621.2883 ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	767	26.5329 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1,038	26.6314 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1,072	26.7005 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1,097	622.6251 ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	1,128	26.4305 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1,382	26.3650 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1,410	26.5091 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	1,643	622.0506 ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	2,461	622.6177 ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	2,500	25.7635 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	3,349	25.3365 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	5,397	26.5303 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	7,029	25.4813 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	8,269	26.4953 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	8,320	25.4522 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	8,935	26.5205 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	9,508	25.3936 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	10,022	26.0205 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	11,477	26.8069 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	11,995	613.3425 ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	12,844	26.4300 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	15,289	26.4307 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	21,572	26.4003 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	23,484	26.1630 GBP
USD 0.54945 ordinary	CFD	Increasing Short	32,771	30.4440 EUR
USD 0.54945 ordinary	SWAP	Increasing Short	58,428	26.3976 GBP
USD 0.54945 ordinary	SWAP	Increasing Short	70,683	26.6868 GBP
USD 0.54945 ordinary	CFD	Increasing Short	123,709	617.8366 ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	528,921	613.0638 ZAR
USD 0.54945 ordinary	SWAP	Opening Long	915	25.4963 GBP
USD 0.54945 ordinary	SWAP	Opening Long	1,082	25.4138 GBP
USD 0.54945 ordinary	SWAP	Opening Long	1,200	25.5675 GBP
USD 0.54945 ordinary	SWAP	Opening Long	3,056	25.4831 GBP
USD 0.54945 ordinary	SWAP	Opening Long	5,099	25.4356 GBP
USD 0.54945 ordinary	SWAP	Opening Long	6,482	25.4186 GBP
USD 0.54945 ordinary	SWAP	Opening Long	22,468	25.4782 GBP
USD 0.54945 ordinary	SWAP	Opening Long	31,162	26.4281 GBP
USD 0.54945 ordinary	SWAP	Opening Long	38,046	25.4471 GBP
USD 0.54945 ordinary	SWAP	Opening Long	74,617	25.4507 GBP
USD 0.54945 ordinary	SWAP	Opening Long	79,568	26.4575 GBP
USD 0.54945 ordinary	SWAP	Opening Long	99,205	26.5631 GBP
USD 0.54945 ordinary	CFD	Opening Short	795	26.7512 GBP
USD 0.54945 ordinary	CFD	Opening Short	1,432	25.5324 GBP
USD 0.54945 ordinary	SWAP	Opening Short	11,742	26.4379 GBP
USD 0.54945 ordinary	CFD	Opening Short	17,500	25.8162 GBP
USD 0.54945 ordinary	CFD	Opening Short	21,000	25.4653 GBP
USD 0.54945 ordinary	CFD	Opening Short	28,694	26.4443 GBP
USD 0.54945 ordinary	CFD	Opening Short	52,413	26.4300 GBP
USD 0.54945 ordinary	CFD	Opening Short	268,722	25.9751 GBP
USD 0.54945 ordinary	CFD	Opening Short	297,125	25.9145 GBP
USD 0.54945 ordinary	CFD	Opening Short	4,100,000	25.4000 GBP
USD 0.54945 ordinary	CFD	Opening Long	35,000	16.0600 USD
USD 0.54945 ordinary	CFD	Opening Long	35,000	16.0950 USD


(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date	Option money paid/ received per unit


(ii)	Exercising
Class of relevant security	Product description	Exercising/ exercised against	Number of securities	Exercise price per unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant security	Nature of Dealings	Details	Price per unit (if applicable)

4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				29 Apr 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

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