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Barclays Capital Securities Ltd, an exempt principal trader, made a public opening position and dealing disclosure for Crest Nicholson Holdings PLC 5p ordinary shares on June 25, 2024, reporting activity for June 24, 2024. As of June 24, 2024, it held a total long position of 2.27% (5,844,174 shares) and a total short position of 2.22% (5,704,104 shares) in Crest Nicholson. Dealings on that date included the sale of 375,186 shares and the purchase of 97,521 shares, alongside various cash-settled derivative transactions.
| Date | 25 Jun 2024 |
| Time | 11:05:37 |
| Category | Holding(s) in company |
| ID | 7979T |
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FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
CREST NICHOLSON HOLDINGS PLC |
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(c) |
Name of the party to the offer with which exempt |
CREST NICHOLSON HOLDINGS PLC |
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(d) |
Date position held/dealing undertaken: |
24 Jun 2024 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
5p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
1,255,199 |
0.49% |
4,684,441 |
1.82% |
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(2) Cash-settled derivatives: |
4,588,975 |
1.79% |
1,019,663 |
0.40% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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5,844,174 |
2.27% |
5,704,104 |
2.22% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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5p ordinary |
Sale |
375186 |
2.4320 GBP |
2.4000 GBP |
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5p ordinary |
Purchase |
97521 |
2.4139 GBP |
2.3999 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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5p ordinary |
CFD |
Decreasing Long |
3,188 |
2.4112 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
4,151 |
2.4020 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
5,534 |
2.4069 GBP |
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5p ordinary |
SWAP |
Decreasing Long |
5,571 |
2.4025 GBP |
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5p ordinary |
SWAP |
Decreasing Short |
16 |
2.4033 GBP |
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5p ordinary |
SWAP |
Decreasing Short |
217 |
2.4112 GBP |
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5p ordinary |
SWAP |
Decreasing Short |
2,042 |
2.4044 GBP |
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5p ordinary |
SWAP |
Decreasing Short |
3,414 |
2.4096 GBP |
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5p ordinary |
SWAP |
Decreasing Short |
35,974 |
2.4039 GBP |
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5p ordinary |
SWAP |
Increasing Long |
236 |
2.4320 GBP |
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5p ordinary |
SWAP |
Increasing Long |
571 |
2.4240 GBP |
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5p ordinary |
SWAP |
Increasing Long |
1,762 |
2.4097 GBP |
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5p ordinary |
SWAP |
Increasing Long |
1,823 |
2.4101 GBP |
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5p ordinary |
SWAP |
Increasing Long |
2,479 |
2.4014 GBP |
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5p ordinary |
SWAP |
Increasing Long |
3,243 |
2.4064 GBP |
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5p ordinary |
SWAP |
Increasing Long |
4,090 |
2.4018 GBP |
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5p ordinary |
SWAP |
Increasing Long |
4,982 |
2.4077 GBP |
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5p ordinary |
SWAP |
Increasing Long |
6,450 |
2.4025 GBP |
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5p ordinary |
CFD |
Increasing Long |
9,374 |
2.4034 GBP |
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5p ordinary |
SWAP |
Increasing Long |
13,254 |
2.4027 GBP |
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5p ordinary |
SWAP |
Increasing Long |
17,465 |
2.4010 GBP |
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5p ordinary |
SWAP |
Increasing Long |
21,397 |
2.4019 GBP |
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5p ordinary |
SWAP |
Increasing Long |
165,915 |
2.4020 GBP |
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5p ordinary |
SWAP |
Increasing Short |
61 |
2.4280 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
25 Jun 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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