⌘K
t
Barclays Capital Securities Ltd, an exempt principal trader, disclosed dealings in 0.0331/3p ordinary shares of CAB Payments Holdings PLC on 24 October 2024, also noting a connection to Stonex Group Inc. The firm purchased 70,640 shares and sold 64,904 shares, with transaction prices ranging from 1.2359 GBP to 1.2959 GBP, and also conducted various cash-settled derivative transactions. Following these dealings, Barclays Capital Securities Ltd held total interests of 2,614,293 shares (1.03%) and total short positions of 2,383,230 shares (0.94%) in CAB Payments Holdings PLC.
| Date | 25 Oct 2024 |
| Time | 11:44:29 |
| Category | Holding(s) in company |
| ID | 7103J |
|
FORM 8.5 (EPT/NON-RI) |
|||||||
|
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
|||||||
|
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
|||||||
|
(OR WHERE RI STATUS IS NOT APPLICABLE) |
|||||||
|
Rule 8.5 of the Takeover Code (the "Code") |
|||||||
|
1. |
KEY INFORMATION |
||||||
|
(a) |
Name of exempt principal trader: |
|
BARCLAYS CAPITAL SECURITIES LTD |
||||
|
(b) |
Name of offeror/offeree in relation to whose |
|
CAB PAYMENTS HOLDINGS PLC |
||||
|
|
relevant securities this form relates: |
|
|||||
|
(c) |
Name of the party to the offer with which exempt |
CAB PAYMENTS HOLDINGS PLC |
|||||
|
|
principal trader is connected |
|
|
||||
|
(d) |
Date position held/dealing undertaken: |
|
24 Oct 2024 |
||||
|
(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
|
|
|||
|
|
trader making disclosures in respect of any other party to the offer? |
STONEX GROUP INC |
|
||||
|
2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
||||||
|
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
|||||
|
|
to which the disclosure relates following the dealing (if any) |
|
|||||
|
Class of relevant security: |
0.0331/3p ordinary |
||||||
|
|
Interests |
Short Positions |
|||||
|
|
Number |
(%) |
Number |
(%) |
|||
|
(1) |
Relevant securities owned |
|
|
|
|
||
|
|
and/or controlled: |
|
|
505,317 |
0.20% |
1,894,973 |
0.75% |
|
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
|
and/or controlled: |
|
|
2,108,976 |
0.83% |
488,257 |
0.19% |
|
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
|
and agreements to purchase/sell: |
|
|
0 |
0.00% |
0 |
0.00% |
|
|
|
|
|
|
|
|
|
|
|
TOTAL: |
|
|
2,614,293 |
1.03% |
2,383,230 |
0.94% |
|
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
|||||
|
|
options) |
|
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
|
|||
|
which subscription right exists |
|
|
|
|
|||
|
Details, including nature of the rights |
|
|
|
|
|||
|
concerned and relevant percentages: |
|
|
|
|
|||
|
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
||||||
|
(a) |
Purchases and sales |
|
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
|||
|
security |
|
securities |
paid/received |
paid/received |
|||
|
0.0331/3p ordinary |
Purchase |
70,640 |
1.2959 GBP |
1.2699 GBP |
|||
|
0.0331/3p ordinary |
Sale |
64,904 |
1.2940 GBP |
1.2359 GBP |
|||
|
|
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
|
|||||
|
Class of |
Product |
Nature of dealing |
Number of |
Price per |
|||
|
relevant |
description |
|
reference |
unit |
|||
|
security |
|
|
securities |
|
|||
|
0.0331/3p ordinary |
SWAP |
Increasing Long |
1,023 |
1.2359 GBP |
|||
|
0.0331/3p ordinary |
SWAP |
Increasing Long |
175 |
1.2700 GBP |
|||
|
0.0331/3p ordinary |
SWAP |
Increasing Long |
1,684 |
1.2845 GBP |
|||
|
0.0331/3p ordinary |
SWAP |
Increasing Long |
1,692 |
1.2850 GBP |
|||
|
0.0331/3p ordinary |
SWAP |
Increasing Long |
14,932 |
1.2852 GBP |
|||
|
0.0331/3p ordinary |
SWAP |
Increasing Long |
802 |
1.2859 GBP |
|||
|
0.0331/3p ordinary |
SWAP |
Increasing Long |
511 |
1.2939 GBP |
|||
|
0.0331/3p ordinary |
SWAP |
Decreasing Long |
1,073 |
1.2690 GBP |
|||
|
0.0331/3p ordinary |
SWAP |
Decreasing Long |
19,072 |
1.2700 GBP |
|||
|
0.0331/3p ordinary |
SWAP |
Decreasing Long |
3,309 |
1.2841 GBP |
|||
|
0.0331/3p ordinary |
SWAP |
Decreasing Long |
1,002 |
1.2960 GBP |
|||
|
0.0331/3p ordinary |
CFD |
Increasing Long |
1,349 |
1.2768 GBP |
|||
|
0.0331/3p ordinary |
CFD |
Increasing Long |
189 |
1.2877 GBP |
|||
|
0.0331/3p ordinary |
CFD |
Decreasing Long |
8,171 |
1.2811 GBP |
|||
|
0.0331/3p ordinary |
CFD |
Decreasing Long |
4,466 |
1.2875 GBP |
|||
|
|
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|
|||||
|
(i) |
Writing, selling, purchasing or varying |
|
|||||
|
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
of |
description |
purchasing, |
of |
price |
|
date |
money |
|
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
|
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
|
option |
|
|
|
per unit |
|
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
|
security |
|
|
securities |
unit |
|||
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|
|||||
|
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
|
security |
|
|
applicable) |
||||
|
|
|
|
|
||||
|
4. |
OTHER INFORMATION |
||||||
|
(a) |
Indemnity and other dealings arrangements |
|
|||||
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
|||||
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
|||||
|
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|
||||||
|
to the offer or any person acting in concert with a party to the offer: |
|
|
|
||||
|
NONE |
|||||||
|
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
|
|||||
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
|||||
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
|||||
|
(i) the voting rights of any relevant securities under any option; or |
|
|
|
||||
|
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
|
|||||
|
any derivative is referenced: |
|
|
|
|
|
|
|
|
NONE |
|||||||
|
(c) |
Attachments |
|
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
|
Date of disclosure: |
25 Oct 2024 |
||||||
|
Contact name: |
Large Holdings Regulatory Operations |
||||||
|
Telephone number: |
020 3134 7213 |
||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|