⌘K
t
Barclays Capital Securities Ltd, an exempt principal trader, disclosed its positions and dealings in 0.0331/3p ordinary shares of CAB Payments Holdings PLC, with which it is connected, and also in relation to Stonex Group Inc. As of October 28, 2024, the entity held total interests of 2,538,785 shares (1.00%) and total short positions of 2,305,081 shares (0.91%). On that date, it purchased 41,190 shares and sold 29,858 shares, along with various cash-settled derivative transactions.
| Date | 29 Oct 2024 |
| Time | 10:40:40 |
| Category | Holding(s) in company |
| ID | 0653K |
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FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
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BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
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CAB PAYMENTS HOLDINGS PLC |
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relevant securities this form relates: |
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(c) |
Name of the party to the offer with which exempt |
CAB PAYMENTS HOLDINGS PLC |
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principal trader is connected |
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(d) |
Date position held/dealing undertaken: |
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28 Oct 2024 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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trader making disclosures in respect of any other party to the offer? |
STONEX GROUP INC |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
0.0331/3p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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468,194 |
0.18% |
1,856,588 |
0.73% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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2,070,591 |
0.81% |
448,493 |
0.18% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,538,785 |
1.00% |
2,305,081 |
0.91% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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security |
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securities |
paid/received |
paid/received |
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0.0331/3p ordinary |
Purchase |
41,190 |
1.2380 GBP |
1.2100 GBP |
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0.0331/3p ordinary |
Sale |
29,858 |
1.2360 GBP |
1.2100 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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0.0331/3p ordinary |
SWAP |
Increasing Long |
556 |
1.2319 GBP |
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0.0331/3p ordinary |
SWAP |
Increasing Long |
1,951 |
1.2339 GBP |
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0.0331/3p ordinary |
SWAP |
Increasing Long |
4,280 |
1.2359 GBP |
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0.0331/3p ordinary |
SWAP |
Increasing Long |
2,731 |
1.2360 GBP |
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0.0331/3p ordinary |
SWAP |
Decreasing Long |
421 |
1.2220 GBP |
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0.0331/3p ordinary |
SWAP |
Decreasing Long |
7,971 |
1.2297 GBP |
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0.0331/3p ordinary |
SWAP |
Decreasing Long |
2,512 |
1.2359 GBP |
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0.0331/3p ordinary |
CFD |
Increasing Long |
38 |
1.2300 GBP |
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0.0331/3p ordinary |
CFD |
Decreasing Long |
118 |
1.2252 GBP |
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0.0331/3p ordinary |
CFD |
Decreasing Long |
4,125 |
1.2296 GBP |
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0.0331/3p ordinary |
CFD |
Decreasing Long |
3,100 |
1.2336 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
29 Oct 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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