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Barclays Capital Securities Ltd, connected to Dowlais Group PLC, filed an amended Form 8.5 on 24 March 2025, disclosing its public opening positions and dealings in American Axle & Manufacturing Holdings Inc relevant securities as of 20 March 2025. Following these dealings, the firm held total interests of 269,480 (0.23%) and total short positions of 326,425 (0.28%) in American Axle & Manufacturing Holdings Inc's USD 0.01 common stock. On 20 March 2025, Barclays Capital Securities Ltd purchased 166,644 shares and sold 168,303 shares of the USD 0.01 common stock at specified price ranges.
| Date | 24 Mar 2025 |
| Time | 14:12:05 |
| Category | Holding(s) in company |
| ID | 9183B |
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FORM 8.5 (EPT/NON-RI) - Amendment - this form replaces RNS number 7004B published at 11:13 on 21/03/2025, changes made to section 3a |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
AMERICAN AXLE & MANUFACTURING HOLDINGS INC |
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(c) |
Name of the party to the offer with which exempt |
DOWLAIS GROUP PLC |
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(d) |
Date position held/dealing undertaken: |
20 Mar 2025 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
175,707 |
0.15% |
318,610 |
0.27% |
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(2) Cash-settled derivatives: |
93,773 |
0.08% |
7,815 |
0.01% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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269,480 |
0.23% |
326,425 |
0.28% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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USD 0.01 common |
Purchase |
166644 |
4.6700 USD |
4.5454 USD |
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USD 0.01 common |
Sale |
168303 |
4.6500 USD |
4.5450 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
24 Mar 2025 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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