t
Barclays PLC filed a Form 8.3 disclosure on 06 January 2026, detailing its dealings and positions in AUCTION TECHNOLOGY GROUP PLC's 0.01p ordinary shares as of 05 January 2026. As of that date, Barclays PLC reported total interests of 4,065,419 shares (3.36%) and total short positions of 3,428,033 shares (2.83%). The disclosure also reported purchasing a total of 394,629 shares and selling 651,691 shares, alongside various cash-settled derivative transactions, on 05 January 2026.
| Date | 6 Jan 2026 |
| Time | 13:54:43 |
| Category | Holding(s) in company |
| ID | 8652N |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AUCTION TECHNOLOGY GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
05 Jan 2026 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
0.01p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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2,460,034 |
2.03% |
1,865,142 |
1.54% |
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(2) |
Cash-settled derivatives: |
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1,605,385 |
1.33% |
1,562,891 |
1.29% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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4,065,419 |
3.36% |
3,428,033 |
2.83% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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0.01p ordinary |
Purchase |
110,000 |
3.2228 GBP |
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0.01p ordinary |
Purchase |
76,544 |
3.3500 GBP |
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0.01p ordinary |
Purchase |
42,761 |
3.3113 GBP |
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0.01p ordinary |
Purchase |
34,855 |
3.2461 GBP |
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0.01p ordinary |
Purchase |
34,251 |
3.2091 GBP |
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0.01p ordinary |
Purchase |
22,467 |
3.2160 GBP |
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0.01p ordinary |
Purchase |
19,960 |
3.2800 GBP |
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0.01p ordinary |
Purchase |
11,778 |
3.3188 GBP |
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0.01p ordinary |
Purchase |
9,444 |
3.2108 GBP |
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0.01p ordinary |
Purchase |
8,167 |
3.2040 GBP |
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0.01p ordinary |
Purchase |
5,200 |
3.3386 GBP |
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0.01p ordinary |
Purchase |
5,000 |
3.1500 GBP |
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0.01p ordinary |
Purchase |
3,946 |
3.2150 GBP |
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0.01p ordinary |
Purchase |
2,482 |
3.2566 GBP |
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0.01p ordinary |
Purchase |
2,256 |
3.2156 GBP |
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0.01p ordinary |
Purchase |
2,228 |
3.2577 GBP |
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0.01p ordinary |
Purchase |
1,996 |
3.3700 GBP |
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0.01p ordinary |
Purchase |
1,531 |
3.1984 GBP |
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0.01p ordinary |
Purchase |
1,387 |
3.1991 GBP |
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0.01p ordinary |
Purchase |
1,385 |
3.1990 GBP |
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0.01p ordinary |
Purchase |
1,229 |
3.2668 GBP |
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0.01p ordinary |
Purchase |
1,131 |
3.2200 GBP |
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0.01p ordinary |
Purchase |
1,125 |
3.2100 GBP |
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0.01p ordinary |
Purchase |
1,002 |
3.2000 GBP |
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0.01p ordinary |
Purchase |
1,001 |
3.2499 GBP |
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0.01p ordinary |
Purchase |
879 |
3.3650 GBP |
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0.01p ordinary |
Purchase |
824 |
3.2900 GBP |
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0.01p ordinary |
Purchase |
818 |
3.3800 GBP |
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0.01p ordinary |
Purchase |
805 |
3.2700 GBP |
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0.01p ordinary |
Purchase |
794 |
3.2450 GBP |
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0.01p ordinary |
Purchase |
706 |
3.3750 GBP |
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0.01p ordinary |
Purchase |
702 |
3.2300 GBP |
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0.01p ordinary |
Purchase |
672 |
3.2350 GBP |
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0.01p ordinary |
Purchase |
645 |
3.2709 GBP |
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0.01p ordinary |
Purchase |
519 |
3.3600 GBP |
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0.01p ordinary |
Purchase |
492 |
3.2950 GBP |
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0.01p ordinary |
Purchase |
481 |
3.2550 GBP |
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0.01p ordinary |
Purchase |
473 |
3.2250 GBP |
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0.01p ordinary |
Purchase |
467 |
3.3100 GBP |
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0.01p ordinary |
Purchase |
371 |
3.2850 GBP |
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0.01p ordinary |
Purchase |
346 |
3.3050 GBP |
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0.01p ordinary |
Purchase |
340 |
3.3150 GBP |
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0.01p ordinary |
Purchase |
275 |
3.3850 GBP |
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0.01p ordinary |
Purchase |
240 |
3.2050 GBP |
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0.01p ordinary |
Purchase |
189 |
3.2500 GBP |
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0.01p ordinary |
Purchase |
173 |
3.2750 GBP |
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0.01p ordinary |
Purchase |
157 |
3.2600 GBP |
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0.01p ordinary |
Purchase |
147 |
3.3085 GBP |
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0.01p ordinary |
Purchase |
133 |
3.3250 GBP |
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0.01p ordinary |
Purchase |
91 |
3.3450 GBP |
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0.01p ordinary |
Purchase |
90 |
3.3000 GBP |
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0.01p ordinary |
Purchase |
90 |
3.3350 GBP |
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0.01p ordinary |
Purchase |
80 |
3.2650 GBP |
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0.01p ordinary |
Purchase |
38 |
3.2400 GBP |
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0.01p ordinary |
Sale |
100,473 |
3.2250 GBP |
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0.01p ordinary |
Sale |
72,866 |
3.2747 GBP |
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0.01p ordinary |
Sale |
65,020 |
3.2469 GBP |
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0.01p ordinary |
Sale |
63,954 |
3.3049 GBP |
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0.01p ordinary |
Sale |
49,713 |
3.3500 GBP |
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0.01p ordinary |
Sale |
44,542 |
3.2756 GBP |
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0.01p ordinary |
Sale |
41,376 |
3.2299 GBP |
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0.01p ordinary |
Sale |
36,029 |
3.3494 GBP |
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0.01p ordinary |
Sale |
30,000 |
3.1633 GBP |
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0.01p ordinary |
Sale |
23,159 |
3.2110 GBP |
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0.01p ordinary |
Sale |
21,359 |
3.2289 GBP |
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0.01p ordinary |
Sale |
20,161 |
3.2025 GBP |
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0.01p ordinary |
Sale |
16,910 |
3.2346 GBP |
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0.01p ordinary |
Sale |
13,242 |
3.2223 GBP |
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0.01p ordinary |
Sale |
10,588 |
3.2201 GBP |
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0.01p ordinary |
Sale |
9,868 |
3.3156 GBP |
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0.01p ordinary |
Sale |
4,766 |
3.3498 GBP |
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0.01p ordinary |
Sale |
3,189 |
3.2500 GBP |
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0.01p ordinary |
Sale |
2,995 |
3.2663 GBP |
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0.01p ordinary |
Sale |
2,740 |
3.3298 GBP |
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0.01p ordinary |
Sale |
1,549 |
3.2946 GBP |
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0.01p ordinary |
Sale |
1,439 |
3.2200 GBP |
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0.01p ordinary |
Sale |
1,322 |
3.2625 GBP |
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0.01p ordinary |
Sale |
1,217 |
3.2653 GBP |
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0.01p ordinary |
Sale |
1,125 |
3.2100 GBP |
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0.01p ordinary |
Sale |
928 |
3.3406 GBP |
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0.01p ordinary |
Sale |
925 |
3.3600 GBP |
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0.01p ordinary |
Sale |
879 |
3.3650 GBP |
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0.01p ordinary |
Sale |
857 |
3.2800 GBP |
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0.01p ordinary |
Sale |
824 |
3.2900 GBP |
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0.01p ordinary |
Sale |
818 |
3.3800 GBP |
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0.01p ordinary |
Sale |
805 |
3.2700 GBP |
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0.01p ordinary |
Sale |
796 |
3.3700 GBP |
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0.01p ordinary |
Sale |
706 |
3.3750 GBP |
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0.01p ordinary |
Sale |
702 |
3.2300 GBP |
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0.01p ordinary |
Sale |
508 |
3.2000 GBP |
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0.01p ordinary |
Sale |
492 |
3.2950 GBP |
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0.01p ordinary |
Sale |
484 |
3.2150 GBP |
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0.01p ordinary |
Sale |
481 |
3.2550 GBP |
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0.01p ordinary |
Sale |
467 |
3.3100 GBP |
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0.01p ordinary |
Sale |
371 |
3.2850 GBP |
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0.01p ordinary |
Sale |
365 |
3.2129 GBP |
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0.01p ordinary |
Sale |
346 |
3.3050 GBP |
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0.01p ordinary |
Sale |
340 |
3.3150 GBP |
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0.01p ordinary |
Sale |
275 |
3.3850 GBP |
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0.01p ordinary |
Sale |
240 |
3.2050 GBP |
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0.01p ordinary |
Sale |
173 |
3.2750 GBP |
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0.01p ordinary |
Sale |
133 |
3.3250 GBP |
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0.01p ordinary |
Sale |
91 |
3.3450 GBP |
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0.01p ordinary |
Sale |
90 |
3.3000 GBP |
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0.01p ordinary |
Sale |
90 |
3.3350 GBP |
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0.01p ordinary |
Sale |
80 |
3.2650 GBP |
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0.01p ordinary |
Sale |
38 |
3.2400 GBP |
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0.01p ordinary |
Sale |
38 |
3.2600 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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0.01p ordinary |
SWAP |
Opening Long |
93,080 |
3.1870 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
157 |
3.1997 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
260 |
3.2055 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
13,242 |
3.2223 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,531 |
3.2373 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
55,627 |
3.2421 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
641 |
3.2476 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
928 |
3.2675 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
24,434 |
3.2801 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
7,862 |
3.2823 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
4,933 |
3.2838 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,717 |
3.2938 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
9,868 |
3.3156 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
2,989 |
3.3292 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
19,330 |
3.3500 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
216 |
3.1800 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
40,000 |
3.1894 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
916 |
3.2418 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
2,228 |
3.2577 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
119 |
3.2600 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
1,013 |
3.2630 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
216 |
3.2850 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
15,344 |
3.3500 GBP |
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0.01p ordinary |
CFD |
Opening Short |
19,594 |
3.2717 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercise |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
06 Jan 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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