t
Barclays PLC submitted a Form 8.3 disclosure regarding its interests and dealings in AUCTION TECHNOLOGY GROUP PLC's 0.01p ordinary shares on 14 January 2026. On 13 January 2026, Barclays PLC undertook transactions including the purchase of 127,931 and sale of 265,882 0.01p ordinary shares, alongside various cash-settled derivative dealings. Following these dealings, Barclays PLC's total interest in AUCTION TECHNOLOGY GROUP PLC's 0.01p ordinary shares stood at 3,899,983 (3.22%) and short positions at 3,171,888 (2.62%).
| Date | 14 Jan 2026 |
| Time | 11:50:51 |
| Category | Holding(s) in company |
| ID | 9051O |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AUCTION TECHNOLOGY GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
13 Jan 2026 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
0.01p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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2,106,266 |
1.74% |
2,001,393 |
1.65% |
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(2) |
Cash-settled derivatives: |
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1,793,717 |
1.48% |
1,170,495 |
0.97% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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3,899,983 |
3.22% |
3,171,888 |
2.62% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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0.01p ordinary |
Purchase |
48,031 |
3.1700 GBP |
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0.01p ordinary |
Purchase |
27,561 |
3.1852 GBP |
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0.01p ordinary |
Purchase |
7,974 |
3.1818 GBP |
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0.01p ordinary |
Purchase |
7,272 |
3.1862 GBP |
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0.01p ordinary |
Purchase |
6,270 |
3.1894 GBP |
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0.01p ordinary |
Purchase |
5,573 |
3.1920 GBP |
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0.01p ordinary |
Purchase |
5,554 |
3.1918 GBP |
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0.01p ordinary |
Purchase |
5,494 |
3.1950 GBP |
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0.01p ordinary |
Purchase |
3,774 |
3.1867 GBP |
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0.01p ordinary |
Purchase |
3,169 |
3.1799 GBP |
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0.01p ordinary |
Purchase |
2,039 |
3.1900 GBP |
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0.01p ordinary |
Purchase |
1,525 |
3.1989 GBP |
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0.01p ordinary |
Purchase |
630 |
3.1946 GBP |
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0.01p ordinary |
Purchase |
285 |
3.2100 GBP |
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0.01p ordinary |
Purchase |
132 |
3.1835 GBP |
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0.01p ordinary |
Purchase |
86 |
3.2200 GBP |
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0.01p ordinary |
Purchase |
81 |
3.2000 GBP |
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0.01p ordinary |
Purchase |
79 |
3.1800 GBP |
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0.01p ordinary |
Purchase |
78 |
3.1850 GBP |
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0.01p ordinary |
Purchase |
78 |
3.1750 GBP |
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0.01p ordinary |
Purchase |
67 |
3.2300 GBP |
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0.01p ordinary |
Purchase |
43 |
3.2450 GBP |
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0.01p ordinary |
Purchase |
39 |
3.2050 GBP |
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0.01p ordinary |
Purchase |
1 |
3.2296 GBP |
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0.01p ordinary |
Sale |
59,763 |
3.1761 GBP |
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0.01p ordinary |
Sale |
57,985 |
3.1700 GBP |
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0.01p ordinary |
Sale |
20,637 |
3.1818 GBP |
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0.01p ordinary |
Sale |
20,268 |
3.1999 GBP |
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0.01p ordinary |
Sale |
18,530 |
3.2301 GBP |
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0.01p ordinary |
Sale |
14,032 |
3.1908 GBP |
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0.01p ordinary |
Sale |
10,675 |
3.1901 GBP |
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0.01p ordinary |
Sale |
9,005 |
3.1843 GBP |
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0.01p ordinary |
Sale |
8,578 |
3.1935 GBP |
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0.01p ordinary |
Sale |
8,182 |
3.2056 GBP |
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0.01p ordinary |
Sale |
7,846 |
3.1827 GBP |
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0.01p ordinary |
Sale |
6,172 |
3.1707 GBP |
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0.01p ordinary |
Sale |
5,565 |
3.1831 GBP |
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0.01p ordinary |
Sale |
5,494 |
3.1950 GBP |
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0.01p ordinary |
Sale |
1,500 |
3.2036 GBP |
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0.01p ordinary |
Sale |
1,469 |
3.2080 GBP |
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0.01p ordinary |
Sale |
1,403 |
3.2099 GBP |
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0.01p ordinary |
Sale |
1,175 |
3.1698 GBP |
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0.01p ordinary |
Sale |
911 |
3.2145 GBP |
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0.01p ordinary |
Sale |
872 |
3.2100 GBP |
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0.01p ordinary |
Sale |
767 |
3.1920 GBP |
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0.01p ordinary |
Sale |
719 |
3.1769 GBP |
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0.01p ordinary |
Sale |
689 |
3.1924 GBP |
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0.01p ordinary |
Sale |
601 |
3.2008 GBP |
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0.01p ordinary |
Sale |
537 |
3.1876 GBP |
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0.01p ordinary |
Sale |
335 |
3.1775 GBP |
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0.01p ordinary |
Sale |
86 |
3.2200 GBP |
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0.01p ordinary |
Sale |
81 |
3.2000 GBP |
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0.01p ordinary |
Sale |
79 |
3.1800 GBP |
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0.01p ordinary |
Sale |
78 |
3.1750 GBP |
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0.01p ordinary |
Sale |
78 |
3.1850 GBP |
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0.01p ordinary |
Sale |
67 |
3.2300 GBP |
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0.01p ordinary |
Sale |
43 |
3.2450 GBP |
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0.01p ordinary |
Sale |
40 |
3.2400 GBP |
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0.01p ordinary |
Sale |
39 |
3.1900 GBP |
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0.01p ordinary |
Sale |
39 |
3.2050 GBP |
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0.01p ordinary |
Sale |
25 |
3.1925 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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0.01p ordinary |
SWAP |
Increasing Long |
1,582 |
3.1846 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
627 |
3.1997 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
20,000 |
3.1696 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,175 |
3.1698 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
19,333 |
3.1700 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
533 |
3.1727 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
127 |
3.1731 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
7,440 |
3.1756 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
58,676 |
3.1761 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,536 |
3.1821 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
7,846 |
3.1827 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
9,005 |
3.1843 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
2,277 |
3.1848 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
159 |
3.1877 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
881 |
3.1891 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
10,675 |
3.1901 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
8,578 |
3.1935 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,457 |
3.1936 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
20,268 |
3.1999 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,500 |
3.2036 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,469 |
3.2080 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,403 |
3.2099 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
911 |
3.2145 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
14,867 |
3.1700 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
2,369 |
3.1701 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
2,359 |
3.1759 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
3,169 |
3.1799 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
500 |
3.1817 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
7,474 |
3.1818 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
2,000 |
3.1903 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
5,573 |
3.1920 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
800 |
3.2412 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
390 |
3.1798 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
1,950 |
3.1830 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
3,302 |
3.2192 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
4,205 |
3.1953 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercise |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
14 Jan 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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