t
Barclays PLC submitted a Form 8.3 disclosure on 21 January 2026, detailing its position and dealings in AUCTION TECHNOLOGY GROUP PLC's 0.01p ordinary shares as of 20 January 2026. As of that date, Barclays held a total interest of 4,544,996 shares (3.72%) and total short positions of 3,816,978 shares (3.12%). Dealings on 20 January 2026 included purchases of 203,392 ordinary shares, sales of 370,004 ordinary shares, and cash-settled derivative transactions involving 230,793 increasing long and 112,850 decreasing long reference securities.
| Date | 21 Jan 2026 |
| Time | 15:27:43 |
| Category | Holding(s) in company |
| ID | 8359P |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AUCTION TECHNOLOGY GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
20 Jan 2026 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
0.01p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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2,416,265 |
1.97% |
2,330,375 |
1.90% |
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(2) |
Cash-settled derivatives: |
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2,128,731 |
1.75% |
1,486,603 |
1.22% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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4,544,996
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3.72% |
3,816,978 |
3.12% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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0.01p ordinary |
Purchase |
82,733 |
3.4250 GBP |
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0.01p ordinary |
Purchase |
30,265 |
3.4267 GBP |
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0.01p ordinary |
Purchase |
23,355 |
3.4305 GBP |
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0.01p ordinary |
Purchase |
17,548 |
3.5076 GBP |
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0.01p ordinary |
Purchase |
13,694 |
3.4981 GBP |
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0.01p ordinary |
Purchase |
12,269 |
3.5365 GBP |
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0.01p ordinary |
Purchase |
5,540 |
3.4885 GBP |
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0.01p ordinary |
Purchase |
3,878 |
3.5147 GBP |
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0.01p ordinary |
Purchase |
3,497 |
3.5001 GBP |
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0.01p ordinary |
Purchase |
3,000 |
3.5316 GBP |
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0.01p ordinary |
Purchase |
2,347 |
3.4243 GBP |
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0.01p ordinary |
Purchase |
1,260 |
3.5142 GBP |
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0.01p ordinary |
Purchase |
1,000 |
3.5350 GBP |
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0.01p ordinary |
Purchase |
634 |
3.5200 GBP |
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0.01p ordinary |
Purchase |
545 |
3.4519 GBP |
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0.01p ordinary |
Purchase |
491 |
3.5300 GBP |
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0.01p ordinary |
Purchase |
368 |
3.4800 GBP |
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0.01p ordinary |
Purchase |
324 |
3.4650 GBP |
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0.01p ordinary |
Purchase |
324 |
3.4648 GBP |
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0.01p ordinary |
Purchase |
204 |
3.4950 GBP |
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0.01p ordinary |
Purchase |
64 |
3.4600 GBP |
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0.01p ordinary |
Sale |
121,376 |
3.4250 GBP |
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0.01p ordinary |
Sale |
44,571 |
3.4561 GBP |
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0.01p ordinary |
Sale |
39,510 |
3.4954 GBP |
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0.01p ordinary |
Sale |
31,305 |
3.4953 GBP |
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0.01p ordinary |
Sale |
14,589 |
3.5034 GBP |
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0.01p ordinary |
Sale |
14,274 |
3.4911 GBP |
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0.01p ordinary |
Sale |
10,648 |
3.4802 GBP |
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0.01p ordinary |
Sale |
10,087 |
3.4909 GBP |
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0.01p ordinary |
Sale |
7,417 |
3.4294 GBP |
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0.01p ordinary |
Sale |
6,260 |
3.4876 GBP |
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0.01p ordinary |
Sale |
6,020 |
3.5006 GBP |
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0.01p ordinary |
Sale |
2,323 |
3.4995 GBP |
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0.01p ordinary |
Sale |
2,016 |
3.4984 GBP |
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0.01p ordinary |
Sale |
1,814 |
3.5072 GBP |
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0.01p ordinary |
Sale |
1,501 |
3.5116 GBP |
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0.01p ordinary |
Sale |
1,114 |
3.4650 GBP |
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0.01p ordinary |
Sale |
1,009 |
3.5193 GBP |
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0.01p ordinary |
Sale |
977 |
3.5000 GBP |
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0.01p ordinary |
Sale |
850 |
3.4496 GBP |
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0.01p ordinary |
Sale |
695 |
3.5050 GBP |
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0.01p ordinary |
Sale |
368 |
3.4800 GBP |
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0.01p ordinary |
Sale |
364 |
3.5300 GBP |
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0.01p ordinary |
Sale |
356 |
3.4700 GBP |
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0.01p ordinary |
Sale |
318 |
3.4950 GBP |
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0.01p ordinary |
Sale |
265 |
3.5250 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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0.01p ordinary |
SWAP |
Increasing Long |
4,136 |
3.4915 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
50,994 |
3.4250 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
31,900 |
3.4375 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,197 |
3.4619 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
462 |
3.4650 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
481 |
3.4667 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
6,260 |
3.4875 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
10,087 |
3.4909 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
29,383 |
3.4952 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
39,510 |
3.4954 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
901 |
3.4963 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,922 |
3.4971 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,477 |
3.4980 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
6,020 |
3.5006 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
796 |
3.5015 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
91 |
3.5047 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
157 |
3.5050 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,814 |
3.5072 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
265 |
3.5250 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
17,283 |
3.4250 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
5,145 |
3.4251 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
20,000 |
3.4563 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
64 |
3.4600 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
850 |
3.4861 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
5,540 |
3.4885 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
204 |
3.4950 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
13,694 |
3.4981 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
4,065 |
3.4250 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
1,440 |
3.4715 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
10,648 |
3.4802 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
14,274 |
3.4911 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
582 |
3.5000 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
14,589 |
3.5033 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
52 |
3.5350 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
1,093 |
3.5436 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
19,572 |
3.4250 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
17,548 |
3.5076 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
1,260 |
3.5142 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
3,878 |
3.5147 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
491 |
3.5300 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
52 |
3.5350 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
12,269 |
3.5365 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercise |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
21 Jan 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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