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Barclays PLC submitted a Form 8.3 Public Opening Position Disclosure/Dealing Disclosure on 27 January 2026, detailing its interests in AUCTION TECHNOLOGY GROUP PLC's 0.01p ordinary shares as of 26 January 2026. As of that date, Barclays PLC held total interests of 4,809,343 shares (3.97%) and total short positions of 4,096,800 shares (3.38%). The disclosure also reported multiple purchases and sales of 0.01p ordinary shares, and cash-settled derivative transactions undertaken on 26 January 2026.
| Date | 27 Jan 2026 |
| Time | 11:59:08 |
| Category | Holding(s) in company |
| ID | 5768Q |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AUCTION TECHNOLOGY GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
26 Jan 2026 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
0.01p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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2,459,339 |
2.03% |
2,577,055 |
2.13% |
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(2) |
Cash-settled derivatives: |
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2,350,004 |
1.94% |
1,519,745 |
1.25% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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4,809,343 |
3.97% |
4,096,800 |
3.38% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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0.01p ordinary |
Purchase |
42,157 |
3.3300 GBP |
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0.01p ordinary |
Purchase |
32,546 |
3.3214 GBP |
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0.01p ordinary |
Purchase |
23,300 |
3.3248 GBP |
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0.01p ordinary |
Purchase |
20,185 |
3.3124 GBP |
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0.01p ordinary |
Purchase |
13,405 |
3.3242 GBP |
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0.01p ordinary |
Purchase |
10,276 |
3.3173 GBP |
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0.01p ordinary |
Purchase |
5,326 |
3.3350 GBP |
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0.01p ordinary |
Purchase |
4,459 |
3.3270 GBP |
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0.01p ordinary |
Purchase |
4,454 |
3.3122 GBP |
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0.01p ordinary |
Purchase |
2,867 |
3.3535 GBP |
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0.01p ordinary |
Purchase |
2,472 |
3.3434 GBP |
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0.01p ordinary |
Purchase |
232 |
3.3293 GBP |
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0.01p ordinary |
Purchase |
183 |
3.3200 GBP |
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0.01p ordinary |
Purchase |
110 |
3.3100 GBP |
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0.01p ordinary |
Purchase |
107 |
3.3524 GBP |
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0.01p ordinary |
Purchase |
1 |
3.3646 GBP |
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0.01p ordinary |
Sale |
80,518 |
3.3300 GBP |
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0.01p ordinary |
Sale |
41,671 |
3.3265 GBP |
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0.01p ordinary |
Sale |
24,431 |
3.3137 GBP |
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0.01p ordinary |
Sale |
15,199 |
3.3226 GBP |
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0.01p ordinary |
Sale |
13,405 |
3.3266 GBP |
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0.01p ordinary |
Sale |
11,468 |
3.3185 GBP |
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0.01p ordinary |
Sale |
8,036 |
3.3294 GBP |
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0.01p ordinary |
Sale |
7,832 |
3.3210 GBP |
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0.01p ordinary |
Sale |
7,729 |
3.3191 GBP |
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0.01p ordinary |
Sale |
6,029 |
3.3116 GBP |
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0.01p ordinary |
Sale |
5,600 |
3.3337 GBP |
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0.01p ordinary |
Sale |
4,698 |
3.3298 GBP |
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0.01p ordinary |
Sale |
3,731 |
3.3391 GBP |
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0.01p ordinary |
Sale |
3,038 |
3.3177 GBP |
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0.01p ordinary |
Sale |
2,379 |
3.3187 GBP |
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0.01p ordinary |
Sale |
1,724 |
3.3400 GBP |
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0.01p ordinary |
Sale |
1,546 |
3.3357 GBP |
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0.01p ordinary |
Sale |
1,204 |
3.3175 GBP |
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0.01p ordinary |
Sale |
1,020 |
3.3100 GBP |
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0.01p ordinary |
Sale |
919 |
3.3250 GBP |
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0.01p ordinary |
Sale |
468 |
3.3094 GBP |
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0.01p ordinary |
Sale |
155 |
3.3074 GBP |
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0.01p ordinary |
Sale |
146 |
3.3425 GBP |
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0.01p ordinary |
Sale |
81 |
3.3500 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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0.01p ordinary |
SWAP |
Increasing Long |
6,029 |
3.3116 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
7,394 |
3.3140 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
237 |
3.3150 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,084 |
3.3159 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
128 |
3.3165 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
388 |
3.3180 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
7,729 |
3.3191 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
957 |
3.3202 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
2,123 |
3.3207 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,400 |
3.3216 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
15,199 |
3.3226 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
2,921 |
3.3245 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
13,535 |
3.3266 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
54 |
3.3268 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
4,698 |
3.3298 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
65,337 |
3.3300 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
4,467 |
3.3301 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
4,454 |
3.3122 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
53,000 |
3.3189 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
183 |
3.3200 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
4,459 |
3.3270 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
24,139 |
3.3300 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
5,057 |
3.3301 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
2,259 |
3.3518 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
608 |
3.3600 GBP |
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0.01p ordinary |
CFD |
Decreasing Short |
2,600 |
3.3100 GBP |
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0.01p ordinary |
CFD |
Opening Long |
24,431 |
3.3137 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
11,468 |
3.3186 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
7,723 |
3.3275 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
8,036 |
3.3294 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
24,324 |
3.3300 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
5,600 |
3.3337 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
1,546 |
3.3357 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
3,731 |
3.3391 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
1,870 |
3.3400 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
2,710 |
3.3100 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
10,276 |
3.3173 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
13,405 |
3.3242 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
24,324 |
3.3300 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
2,472 |
3.3434 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercise |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
27 Jan 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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