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Barclays PLC submitted a Form 8.3 Public Opening Position Disclosure/Dealing Disclosure for AUCTION TECHNOLOGY GROUP PLC's 0.01p ordinary shares on February 2, 2026, for activity on January 30, 2026. As of January 30, 2026, Barclays PLC held total interests of 4,830,472 ordinary shares (3.99%) and total short positions of 4,045,240 ordinary shares (3.34%) in AUCTION TECHNOLOGY GROUP PLC. On that date, Barclays PLC also conducted dealings including the purchase of 556,083 ordinary shares and the sale of 203,735 ordinary shares.
| Date | 2 Feb 2026 |
| Time | 12:23:10 |
| Category | Holding(s) in company |
| ID | 3467R |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AUCTION TECHNOLOGY GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
30 Jan 2026 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
0.01p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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2,398,818 |
1.98% |
2,665,982 |
2.20% |
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(2) |
Cash-settled derivatives: |
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2,431,654 |
2.01% |
1,379,258 |
1.14% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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4,830,472 |
3.99% |
4,045,240 |
3.34% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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0.01p ordinary |
Purchase |
307,700 |
3.0900 GBP |
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0.01p ordinary |
Purchase |
58,253 |
3.0841 GBP |
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0.01p ordinary |
Purchase |
36,199 |
3.0747 GBP |
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0.01p ordinary |
Purchase |
22,500 |
3.0721 GBP |
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0.01p ordinary |
Purchase |
21,088 |
3.1228 GBP |
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0.01p ordinary |
Purchase |
19,828 |
3.0864 GBP |
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0.01p ordinary |
Purchase |
19,132 |
3.0888 GBP |
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0.01p ordinary |
Purchase |
16,298 |
3.0790 GBP |
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0.01p ordinary |
Purchase |
14,099 |
3.0765 GBP |
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0.01p ordinary |
Purchase |
6,503 |
3.0875 GBP |
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0.01p ordinary |
Purchase |
6,195 |
3.0893 GBP |
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0.01p ordinary |
Purchase |
5,405 |
3.0901 GBP |
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0.01p ordinary |
Purchase |
5,164 |
3.0862 GBP |
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0.01p ordinary |
Purchase |
4,237 |
3.0929 GBP |
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0.01p ordinary |
Purchase |
4,147 |
3.1367 GBP |
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0.01p ordinary |
Purchase |
2,532 |
3.1302 GBP |
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0.01p ordinary |
Purchase |
1,907 |
3.0500 GBP |
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0.01p ordinary |
Purchase |
1,554 |
3.0650 GBP |
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0.01p ordinary |
Purchase |
874 |
3.0953 GBP |
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0.01p ordinary |
Purchase |
852 |
3.0825 GBP |
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0.01p ordinary |
Purchase |
800 |
3.0668 GBP |
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0.01p ordinary |
Purchase |
500 |
3.1272 GBP |
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0.01p ordinary |
Purchase |
285 |
3.0400 GBP |
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0.01p ordinary |
Purchase |
236 |
3.0761 GBP |
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0.01p ordinary |
Purchase |
38 |
3.0700 GBP |
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0.01p ordinary |
Sale |
32,768 |
3.0868 GBP |
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0.01p ordinary |
Sale |
26,474 |
3.0975 GBP |
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0.01p ordinary |
Sale |
25,889 |
3.0900 GBP |
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0.01p ordinary |
Sale |
24,478 |
3.1186 GBP |
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0.01p ordinary |
Sale |
24,243 |
3.1065 GBP |
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0.01p ordinary |
Sale |
13,672 |
3.0816 GBP |
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0.01p ordinary |
Sale |
11,894 |
3.0867 GBP |
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0.01p ordinary |
Sale |
10,000 |
3.0620 GBP |
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0.01p ordinary |
Sale |
7,315 |
3.0833 GBP |
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0.01p ordinary |
Sale |
4,000 |
3.1375 GBP |
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0.01p ordinary |
Sale |
3,907 |
3.0960 GBP |
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0.01p ordinary |
Sale |
2,466 |
3.0739 GBP |
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0.01p ordinary |
Sale |
2,291 |
3.0601 GBP |
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0.01p ordinary |
Sale |
2,043 |
3.0845 GBP |
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0.01p ordinary |
Sale |
1,400 |
3.0948 GBP |
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0.01p ordinary |
Sale |
1,075 |
3.0823 GBP |
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0.01p ordinary |
Sale |
1,008 |
3.0454 GBP |
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0.01p ordinary |
Sale |
1,000 |
3.1400 GBP |
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0.01p ordinary |
Sale |
492 |
3.0700 GBP |
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0.01p ordinary |
Sale |
443 |
3.0850 GBP |
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0.01p ordinary |
Sale |
324 |
3.0499 GBP |
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0.01p ordinary |
Sale |
295 |
3.0625 GBP |
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0.01p ordinary |
Sale |
59 |
3.0864 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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0.01p ordinary |
SWAP |
Increasing Long |
2,800 |
3.0487 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
2,291 |
3.0601 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
3,296 |
3.0603 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
492 |
3.0700 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,434 |
3.0801 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
13,672 |
3.0816 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
2,043 |
3.0844 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
15,000 |
3.0870 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
3,444 |
3.0876 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
566 |
3.0882 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
10,355 |
3.0897 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
13,539 |
3.0900 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
26,474 |
3.0975 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
342 |
3.1020 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
1,554 |
3.0650 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
22,500 |
3.0721 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
3,100 |
3.0755 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
14,264 |
3.0761 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
14,099 |
3.0765 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
77 |
3.0814 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
2,922 |
3.0816 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
58,253 |
3.0841 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
28 |
3.0880 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
19,132 |
3.0888 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
1,726 |
3.0890 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
285,482 |
3.0900 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
11,084 |
3.0901 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
4,237 |
3.0929 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
2,034 |
3.0996 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
1,075 |
3.0823 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
59 |
3.0864 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
11,894 |
3.0867 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
24,243 |
3.1065 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
441 |
3.1100 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
24,478 |
3.1185 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
786 |
3.0654 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
36,199 |
3.0747 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
236 |
3.0761 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
13,821 |
3.0900 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
21,088 |
3.1228 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
4,147 |
3.1367 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercise |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
02 Feb 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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