t
Barclays Capital Securities Ltd disclosed its public opening and dealing positions in Schroders PLC 20p ordinary shares as of 17 March 2026. Following these dealings, Barclays Capital Securities Ltd held interests of 42,628,761 shares (2.65%) and short positions of 41,548,252 shares (2.58%). On the same date, the firm purchased 1,838,795 and sold 1,834,128 Schroders PLC 20p ordinary shares, and engaged in various cash-settled derivative transactions.
| Date | 18 Mar 2026 |
| Time | 10:03:37 |
| Category | Holding(s) in company |
| ID | 1543X |
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FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
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BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
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SCHRODERS PLC |
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relevant securities this form relates: |
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(c) |
Name of the party to the offer with which exempt |
SCHRODERS PLC |
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principal trader is connected |
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(d) |
Date position held/dealing undertaken: |
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17 Mar 2026 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
NO |
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trader making disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
20p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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42,433,007 |
2.63% |
1,363,704 |
0.08% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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195,754 |
0.01% |
40,184,548 |
2.49% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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42,628,761 |
2.65% |
41,548,252 |
2.58% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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security |
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securities |
paid/received |
paid/received |
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20p ordinary |
Purchase |
1,838,795 |
5.7250 GBP |
5.7150 GBP |
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20p ordinary |
Sale |
1,834,128 |
5.7250 GBP |
5.7150 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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20p ordinary |
SWAP |
Decreasing Short |
351,321 |
5.7183 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
50,000 |
5.7187 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
290 |
5.7145 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
2,471 |
5.7150 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
4,597 |
5.7162 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
2,642 |
5.7177 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
1,621 |
5.7187 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
53,025 |
5.7197 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
123,866 |
5.7200 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
1,066 |
5.7235 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
139 |
5.7245 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
1,119 |
5.7249 GBP |
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20p ordinary |
SWAP |
Increasing Short |
2,652 |
5.7153 GBP |
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20p ordinary |
SWAP |
Increasing Short |
3,702 |
5.7181 GBP |
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20p ordinary |
SWAP |
Increasing Short |
25,543 |
5.7199 GBP |
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20p ordinary |
SWAP |
Increasing Short |
77,290 |
5.7200 GBP |
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20p ordinary |
SWAP |
Increasing Short |
34,939 |
5.7202 GBP |
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20p ordinary |
SWAP |
Increasing Short |
40,262 |
5.7203 GBP |
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20p ordinary |
SWAP |
Increasing Short |
25,139 |
5.7204 GBP |
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20p ordinary |
SWAP |
Increasing Short |
51 |
5.7205 GBP |
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20p ordinary |
SWAP |
Increasing Short |
15,764 |
5.7207 GBP |
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20p ordinary |
SWAP |
Increasing Short |
3,498 |
5.7208 GBP |
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20p ordinary |
SWAP |
Increasing Short |
47,120 |
5.7210 GBP |
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20p ordinary |
SWAP |
Increasing Short |
1,838 |
5.7213 GBP |
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20p ordinary |
SWAP |
Increasing Short |
40,612 |
5.7217 GBP |
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20p ordinary |
SWAP |
Increasing Short |
2,063 |
5.7220 GBP |
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20p ordinary |
SWAP |
Increasing Short |
8,564 |
5.7225 GBP |
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20p ordinary |
SWAP |
Increasing Short |
3,306 |
5.7234 GBP |
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20p ordinary |
SWAP |
Increasing Short |
77,467 |
5.7242 GBP |
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20p ordinary |
SWAP |
Increasing Short |
40,554 |
5.7249 GBP |
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20p ordinary |
CFD |
Increasing Short |
83,405 |
5.7229 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
18 Mar 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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