t
Barclays PLC submitted a Form 8.3 disclosure on 02 July 2026, reporting its interests and dealings in the relevant securities of Capricorn Energy PLC. On 01 July 2026, Barclays PLC executed purchases and sales of Capricorn Energy PLC's 799 / 122p ordinary shares and engaged in cash-settled derivative transactions. Following these dealings, Barclays PLC's total interest in Capricorn Energy PLC was 1,189,413 shares (1.69%), and its total short position was 1,189,412 (1.69%).
| Date | 2 Jul 2026 |
| Time | 11:48:30 |
| Category | Holding(s) in company |
| ID | 8003K |
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
CAPRICORN ENERGY PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
01 Jul 2026 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
799 / 122p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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1,100,335 |
1.56% |
89,078 |
0.13% |
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(2) |
Cash-settled derivatives: |
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89,078 |
0.13% |
1,100,334 |
1.56% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,189,413 |
1.69% |
1,189,412 |
1.69% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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799 / 122p ordinary |
Purchase |
10,513 |
2.8800 GBP |
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799 / 122p ordinary |
Purchase |
4,963 |
2.8768 GBP |
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799 / 122p ordinary |
Purchase |
4,279 |
2.8776 GBP |
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799 / 122p ordinary |
Purchase |
1,300 |
2.8788 GBP |
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799 / 122p ordinary |
Purchase |
560 |
2.8825 GBP |
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799 / 122p ordinary |
Purchase |
374 |
2.8732 GBP |
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799 / 122p ordinary |
Purchase |
107 |
2.9500 GBP |
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799 / 122p ordinary |
Purchase |
7 |
2.9242 GBP |
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799 / 122p ordinary |
Sale |
5,918 |
2.8801 GBP |
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799 / 122p ordinary |
Sale |
4,159 |
2.8800 GBP |
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799 / 122p ordinary |
Sale |
3,293 |
2.8889 GBP |
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799 / 122p ordinary |
Sale |
2,637 |
2.9044 GBP |
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799 / 122p ordinary |
Sale |
1,853 |
2.8963 GBP |
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799 / 122p ordinary |
Sale |
850 |
2.8750 GBP |
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799 / 122p ordinary |
Sale |
846 |
2.9070 GBP |
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799 / 122p ordinary |
Sale |
243 |
2.8786 GBP |
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799 / 122p ordinary |
Sale |
98 |
2.8752 GBP |
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799 / 122p ordinary |
Sale |
67 |
2.8900 GBP |
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799 / 122p ordinary |
Sale |
37 |
2.8805 GBP |
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799 / 122p ordinary |
Sale |
1 |
2.9300 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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799 / 122p ordinary |
SWAP |
Increasing Short |
4,963 |
2.8768 GBP |
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799 / 122p ordinary |
SWAP |
Decreasing Short |
850 |
2.8750 GBP |
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799 / 122p ordinary |
SWAP |
Increasing Long |
249 |
2.8892 GBP |
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799 / 122p ordinary |
SWAP |
Increasing Long |
206 |
2.9800 GBP |
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799 / 122p ordinary |
SWAP |
Decreasing Short |
326 |
2.8800 GBP |
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799 / 122p ordinary |
CFD |
Increasing Short |
251 |
2.8701 GBP |
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799 / 122p ordinary |
SWAP |
Increasing Short |
7 |
2.9248 GBP |
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799 / 122p ordinary |
SWAP |
Decreasing Short |
1 |
2.9300 GBP |
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799 / 122p ordinary |
SWAP |
Decreasing Short |
2,157 |
2.9054 GBP |
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799 / 122p ordinary |
SWAP |
Decreasing Long |
42 |
2.9500 GBP |
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799 / 122p ordinary |
SWAP |
Decreasing Long |
123 |
2.8800 GBP |
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799 / 122p ordinary |
SWAP |
Decreasing Short |
480 |
2.8999 GBP |
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799 / 122p ordinary |
SWAP |
Increasing Long |
67 |
2.8900 GBP |
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799 / 122p ordinary |
SWAP |
Increasing Short |
891 |
2.8791 GBP |
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799 / 122p ordinary |
SWAP |
Decreasing Long |
65 |
2.9500 GBP |
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799 / 122p ordinary |
SWAP |
Increasing Short |
3,388 |
2.8773 GBP |
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799 / 122p ordinary |
SWAP |
Decreasing Short |
3,293 |
2.8889 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercise |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
02 Jul 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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