t
Barclays Capital Securities Ltd, an exempt principal trader connected to Schroders PLC, made a public opening position and dealing disclosure on 06 August 2026 regarding its activities in Schroders PLC 20p ordinary shares on 05 August 2026. On this date, the firm purchased 252,336 shares and sold 180,290 shares, and undertook various cash-settled derivative transactions. Following these dealings, Barclays Capital Securities Ltd reported a total interest of 38,296,672 shares (2.38%) and total short positions of 37,394,155 shares (2.32%) in Schroders PLC.
| Date | 6 Aug 2026 |
| Time | 11:09:30 |
| Category | Holding(s) in company |
| ID | 5897P |
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FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
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BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
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SCHRODERS PLC |
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relevant securities this form relates: |
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(c) |
Name of the party to the offer with which exempt |
SCHRODERS PLC |
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principal trader is connected |
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(d) |
Date position held/dealing undertaken: |
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05 Aug 2026 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
NO |
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trader making disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
20p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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36,604,053 |
2.27% |
2,852,457 |
0.18% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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1,692,619 |
0.11% |
34,541,698 |
2.14% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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38,296,672 |
2.38% |
37,394,155 |
2.32% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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security |
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securities |
paid/received |
paid/received |
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20p ordinary |
Purchase |
252,336 |
5.9000 GBP |
5.8900 GBP |
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20p ordinary |
Sale |
180,290 |
5.9015 GBP |
5.8900 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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20p ordinary |
SWAP |
Decreasing Short |
55 |
5.8945 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
878 |
5.8949 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
2,939 |
5.8950 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
6,414 |
5.9000 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
235 |
5.8966 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
1,029 |
5.8966 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
4,625 |
5.8980 GBP |
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20p ordinary |
SWAP |
Increasing Short |
3 |
5.8966 GBP |
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20p ordinary |
SWAP |
Increasing Short |
30,747 |
5.8950 GBP |
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20p ordinary |
SWAP |
Increasing Short |
35,815 |
5.8905 GBP |
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20p ordinary |
SWAP |
Increasing Short |
526 |
5.8961 GBP |
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20p ordinary |
SWAP |
Increasing Short |
710 |
5.8950 GBP |
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20p ordinary |
SWAP |
Opening Short |
85 |
5.8950 GBP |
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20p ordinary |
SWAP |
Increasing Short |
18,555 |
5.8985 GBP |
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20p ordinary |
SWAP |
Increasing Short |
6,898 |
5.8985 GBP |
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20p ordinary |
CFD |
Increasing Short |
6,857 |
5.8954 GBP |
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20p ordinary |
CFD |
Increasing Long |
2,380 |
5.8900 GBP |
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20p ordinary |
CFD |
Increasing Short |
1,315 |
5.8953 GBP |
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20p ordinary |
SWAP |
Opening Long |
71,700 |
5.8947 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
22,181 |
5.8950 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
8,948 |
5.8950 GBP |
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20p ordinary |
SWAP |
Increasing Short |
21,020 |
5.8950 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
532 |
5.8950 GBP |
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20p ordinary |
CFD |
Increasing Short |
1,064 |
5.8954 GBP |
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20p ordinary |
SWAP |
Increasing Short |
1,598 |
5.8944 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
3,084 |
5.9015 GBP |
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20p ordinary |
SWAP |
Increasing Short |
830 |
5.8970 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
215 |
5.8950 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
1,987 |
5.8974 GBP |
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20p ordinary |
SWAP |
Increasing Short |
8,102 |
5.8998 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
1,190 |
5.8950 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
177 |
5.8950 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
15,989 |
5.8950 GBP |
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20p ordinary |
SWAP |
Increasing Short |
4,637 |
5.8950 GBP |
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20p ordinary |
SWAP |
Increasing Short |
52,355 |
5.8974 GBP |
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20p ordinary |
SWAP |
Decreasing Short |
21 |
5.8900 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
06 Aug 2026 |
||||||
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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