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Barclays Capital Securities Ltd, an exempt principal trader, filed a Form 8.5 Public Opening Position Disclosure/Dealing Disclosure on 07 August 2026 concerning Harworth Group PLC 10p ordinary shares. On 06 August 2026, the entity purchased 29,583 Harworth Group PLC shares and sold 31,232 Harworth Group PLC shares, also engaging in cash-settled derivative transactions. Following these dealings, Barclays Capital Securities Ltd held total interests of 766,753 shares (0.23%) and total short positions of 783,343 shares (0.24%) in Harworth Group PLC.
| Date | 7 Aug 2026 |
| Time | 11:40:11 |
| Category | Holding(s) in company |
| ID | 7879P |
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FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
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BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
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HARWORTH GROUP PLC |
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relevant securities this form relates: |
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(c) |
Name of the party to the offer with which exempt |
HARWORTH GROUP PLC |
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principal trader is connected |
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(d) |
Date position held/dealing undertaken: |
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06 Aug 2026 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
NO |
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trader making disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
10p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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141,469 |
0.04% |
647,699 |
0.20% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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625,284 |
0.19% |
135,644 |
0.04% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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766,753 |
0.23% |
783,343 |
0.24% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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security |
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securities |
paid/received |
paid/received |
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10p ordinary |
Purchase |
29,583 |
1.7800 GBP |
1.7209 GBP |
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10p ordinary |
Sale |
31,232 |
1.7800 GBP |
1.7230 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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10p ordinary |
SWAP |
Opening Short |
1,402 |
1.7800 GBP |
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10p ordinary |
SWAP |
Opening Long |
3,282 |
1.7750 GBP |
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10p ordinary |
SWAP |
Opening Long |
4 |
1.7160 GBP |
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10p ordinary |
SWAP |
Opening Short |
7 |
1.7765 GBP |
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10p ordinary |
SWAP |
Opening Short |
14 |
1.7800 GBP |
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10p ordinary |
SWAP |
Opening Long |
3,852 |
1.7800 GBP |
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10p ordinary |
SWAP |
Opening Short |
594 |
1.7679 GBP |
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10p ordinary |
SWAP |
Opening Long |
14 |
1.7160 GBP |
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10p ordinary |
CFD |
Opening Long |
1,061 |
1.7287 GBP |
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10p ordinary |
CFD |
Opening Short |
937 |
1.7583 GBP |
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10p ordinary |
SWAP |
Opening Short |
1,164 |
1.7441 GBP |
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10p ordinary |
SWAP |
Closing Long |
14 |
1.7720 GBP |
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10p ordinary |
SWAP |
Opening Short |
2,432 |
1.7720 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
07 Aug 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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