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Barclays Capital Securities Ltd. reported its opening position and dealings in Pollen Street Group Limited's 1p ordinary shares on 29 September 2026. On this date, it purchased 19,413 shares (highest price 9.2400 GBP, lowest 9.0014 GBP) and sold 23,051 shares (highest price 9.2383 GBP, lowest 9.0000 GBP), also undertaking multiple cash-settled derivative transactions. Following these dealings, Barclays Capital Securities Ltd. held a total long position of 144,391 shares (0.24%) and a total short position of 151,485 shares (0.26%) in Pollen Street Group Limited.
| Date | 30 Sept 2026 |
| Time | 11:24:46 |
| Category | Holding(s) in company |
| ID | 9761W |
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FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
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BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
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POLLEN STREET GROUP LIMITED |
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relevant securities this form relates: |
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(c) |
Name of the party to the offer with which exempt |
POLLEN STREET GROUP LIMITED |
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principal trader is connected |
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(d) |
Date position held/dealing undertaken: |
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29 Sep 2026 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
NO |
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trader making disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
1p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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101,756 |
0.17% |
52,156 |
0.09% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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42,635 |
0.07% |
99,329 |
0.17% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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144,391 |
0.24% |
151,485 |
0.26% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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security |
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securities |
paid/received |
paid/received |
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1p ordinary |
Purchase |
19,413 |
9.2400 GBP |
9.0014 GBP |
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1p ordinary |
Sale |
23,051 |
9.2383 GBP |
9.0000 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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1p ordinary |
SWAP |
Decreasing Short |
1,342 |
9.1036 GBP |
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1p ordinary |
SWAP |
Increasing Short |
138 |
9.0277 GBP |
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1p ordinary |
SWAP |
Increasing Short |
159 |
9.0521 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
1,006 |
9.1062 GBP |
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1p ordinary |
CFD |
Decreasing Long |
1,167 |
9.0768 GBP |
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1p ordinary |
CFD |
Increasing Long |
2,453 |
9.1100 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
1,000 |
9.0499 GBP |
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1p ordinary |
CFD |
Decreasing Long |
7,676 |
9.0007 GBP |
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1p ordinary |
CFD |
Increasing Long |
6,342 |
9.0923 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
636 |
9.0662 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
30 Sep 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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