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Barclays Capital Securities Ltd, an exempt principal trader connected to Energy Capital Partners, LLC and Kohlberg Kravis Roberts & Co. L. P., filed a Form 38.5(b) disclosure concerning DCC Energy PLC on October 5, 2026. This disclosure detailed dealings undertaken on October 2, 2026, including the purchase of 44,478 and sale of 61,681 DCC Energy PLC ordinary shares, as well as cash-settled derivative transactions, resulting in a total interest of 1,635,197 shares (1.91%) and short positions of 1,469,904 shares (1.72%).
| Date | 5 Oct 2026 |
| Time | 11:44:20 |
| Category | Miscellaneous |
| ID | 6435X |
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FORM 38.5(b) |
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IRISH TAKEOVER PANEL |
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OPENING POSITION DISCLOSURE/DEALING DISCLOSURE |
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UNDER RULE 38.5(b) OF THE IRISH TAKEOVER |
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PANEL ACT, 1997, TAKEOVER RULES, 2022 BY A CONNECTED |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED |
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INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY |
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STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY |
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1. KEY INFORMATION |
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(a) Name of exempt principal trader |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) Name of offeror/offeree in relation to whose relevant securities this form relates: |
DCC ENERGY PLC |
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(c) Name of the party to the offer with which exempt principal trader is connected (Note 1) |
ENERGY CAPITAL PARTNERS, LLC AND KOHLBERG KRAVIS ROBERTS & CO. L. P. |
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(d) Date position held/dealing undertaken: |
02 Oct 2026 |
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(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? |
NO |
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2. INTERESTS AND SHORT POSITIONS |
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Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) (Note 2) |
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(Note 2) |
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Class of relevant security : |
€0.25 Ordinary Shares |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
1,602,597 |
1.88% |
33,772 |
0.04% |
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(2) Cash-settled derivatives: |
32,600 |
0.04% |
1,436,132 |
1.68% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,635,197 |
1.91% |
1,469,904 |
1.72% |
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3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (Note 4) |
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(a) Purchases and sales |
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Class of relevant Security |
Purchase/sale |
Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
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€0.25 Ordinary Shares |
Purchase |
44,478 |
64.4250 GBP |
64.3500 GBP |
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€0.25 Ordinary Shares |
Sale |
61,681 |
64.5000 GBP |
64.3463 GBP |
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(b) Cash-settled derivative transactions |
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Class of relevant security |
Product description |
Nature of dealing |
Number of reference securities |
Price per unit(Note 4) |
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€0.25 Ordinary Shares |
SWAP |
Increasing Short |
700 |
64.3658 GBP |
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€0.25 Ordinary Shares |
SWAP |
Decreasing Short |
70 |
64.4990 GBP |
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€0.25 Ordinary Shares |
SWAP |
Decreasing Short |
22 |
64.3461 GBP |
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€0.25 Ordinary Shares |
SWAP |
Decreasing Short |
8 |
64.5000 GBP |
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€0.25 Ordinary Shares |
SWAP |
Decreasing Short |
544 |
64.3467 GBP |
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€0.25 Ordinary Shares |
SWAP |
Decreasing Short |
3,066 |
64.3503 GBP |
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€0.25 Ordinary Shares |
CFD |
Closing Short |
759 |
64.3620 GBP |
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€0.25 Ordinary Shares |
CFD |
Decreasing Short |
1,082 |
64.3961 GBP |
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€0.25 Ordinary Shares |
SWAP |
Decreasing Short |
3,771 |
64.3532 GBP |
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€0.25 Ordinary Shares |
SWAP |
Decreasing Long |
264 |
64.3639 GBP |
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€0.25 Ordinary Shares |
SWAP |
Closing Short |
13,856 |
64.3500 GBP |
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€0.25 Ordinary Shares |
SWAP |
Increasing Short |
1,178 |
64.4041 GBP |
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€0.25 Ordinary Shares |
SWAP |
Increasing Short |
11 |
64.3545 GBP |
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€0.25 Ordinary Shares |
SWAP |
Decreasing Short |
1,197 |
64.3500 GBP |
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€0.25 Ordinary Shares |
SWAP |
Decreasing Short |
31 |
64.3500 GBP |
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€0.25 Ordinary Shares |
SWAP |
Increasing Short |
2,356 |
64.3515 GBP |
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€0.25 Ordinary Shares |
SWAP |
Decreasing Short |
565 |
64.3500 GBP |
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€0.25 Ordinary Shares |
SWAP |
Decreasing Short |
21 |
64.3619 GBP |
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€0.25 Ordinary Shares |
SWAP |
Decreasing Short |
68 |
64.3750 GBP |
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€0.25 Ordinary Shares |
SWAP |
Increasing Short |
661 |
64.4000 GBP |
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€0.25 Ordinary Shares |
SWAP |
Increasing Short |
13 |
64.4000 GBP |
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€0.25 Ordinary Shares |
SWAP |
Increasing Short |
3 |
64.3500 GBP |
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€0.25 Ordinary Shares |
SWAP |
Increasing Short |
475 |
64.3500 GBP |
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€0.25 Ordinary Shares |
SWAP |
Increasing Short |
485 |
64.4242 GBP |
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€0.25 Ordinary Shares |
SWAP |
Increasing Short |
394 |
64.3750 GBP |
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€0.25 Ordinary Shares |
SWAP |
Increasing Short |
4,276 |
64.4014 GBP |
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€0.25 Ordinary Shares |
SWAP |
Decreasing Short |
1,989 |
64.3500 GBP |
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(c) Stock-settled derivative transactions (including options) |
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(i) Writing, selling, purchasing or varying |
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Class of |
Product description |
Writing, purchasing, |
Number of securities |
Exercise price |
Type |
Expiry date |
Option money |
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relevant security |
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selling, |
to which option |
per unit |
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paid/received per unit |
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varying etc. |
relates (Note 7) |
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(ii) Exercising |
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Class of relevant security |
Product description |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
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(d) Other dealings (including subscribing for new securities) |
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Class of relevant security |
Nature of Dealings |
Details |
Price per unit |
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(Note 7) |
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(if applicable) (Note 4) |
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4. OTHER INFORMATION |
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(a) Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities |
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which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any |
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party to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the |
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voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or |
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disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
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NONE |
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(c) Attachments |
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Is a Supplemental Form 8 attached? |
NO |
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Date of disclosure: |
05 Oct 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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