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Boku, Inc. published its Block Listing Six Monthly Return on 18 January 2023 for the period 19 July 2022 to 18 January 2023. During this period, the company allotted 145,480 common shares under its 2009 Equity Incentive Plan and 112,090 common shares under its 2017 Equity Incentive Plan. As of 18 January 2023, the unallotted balances were 2,716,873 shares for the 2009 plan, 5,774,439 for the 2017 plan, and 11,215,142 for the 2022 Warrants Plan.
| Date | 18 Jan 2023 |
| Time | 07:00:06 |
| Category | Capital structure |
| ID | 0364N |
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris.
(Note: Italicised terms have the same meaning as given in the Listing Rules.)
Date: 18 January 2023
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Name of applicant: |
Boku, Inc. |
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Name of scheme: |
a. Boku, Inc. 2009 Equity Incentive Plan b. Boku, Inc. 2017 Equity Incentive Plan c. Boku, Inc. 2022 Warrants Plan |
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Period of return: |
From: |
19 July 2022 |
To: |
18 January 2023 |
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Balance of unallotted securities under scheme(s) from previous return: |
a. 2,862,353 b. 5,886,529 c. 11,215,142 |
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Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
a. Nil b. Nil c. Nil |
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Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
a. 145,480 b. 112,090 c. Nil |
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Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
a. 2,716,873 b. 5,774,439 c. 11,215,142 |
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Number and class of securities originally admitted and the date of admission |
a. 10,000,000 Common Shares of $0.0001 each -18 January 2018, plus 10,000,000 Common Shares of $0.0001 each - 20 November 2018, plus 2,000,000 Common Shares of $0.0001 each - 17 July 2020, plus 4,000,000 Common Shares of $0.0001 each - 20 July 2021 b. 2,000,000 Common Shares of $0.0001 each - 20 November 2018, plus 8,000,000 Common Shares of $0.0001 each - 17 July 2020, plus 6,000,000 Common Shares of $0.0001 each - 20 July 2021 c. 11,215,142 Common Shares of $0.0001 each - 7 November 2022 |
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Name of contact: |
Deepa Kalikiri |
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Telephone number of contact: |
+44 (0)20 3934 6630 |