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Form 8.3 - CAPRICORN ENERGY PLC

RNS Number : 2755P

Cobas Asset Management, SGIIC, S.A.

17 June 2022

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:	COBAS ASSET MANAGEMENT, S.G.I.I.C., S.A.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Capricorn Energy plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	15/06/2022 (in addition, COBAS ASSET MANAGEMENT, S.G.I.I.C., S.A. has dealt on previous dates during the offer period as attached at the end of this form)
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A"	No

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	21/13p Ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	8,339,065	2.64
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
TOTAL:	8,339,065	2.64

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

21/13p Ordinary

Purchase

7,078

2.271298 GBP

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

Is a Supplemental Form 8 (Open Positions) attached?

Date of disclosure:	16/06/2022
Contact name:	GERARDO FERNANDEZ, NATALIA PUERTAS
Telephone number*:	+34917556800

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Additional Dealings

Date of dealing	Class of relevant security	Purchase/Sale		Number of securities		Price
01/06/2022	Ordinary	Purchase		718434		2.020847 GBP
01/06/2022	Ordinary	Purchase		392140		2.024044 GBP
01/06/2022	Ordinary	Purchase		4172		2.049683 GBP
01/06/2022	Ordinary	Purchase		312789		2.054 GBP
06/06/2022	Ordinary	Purchase	4125		2.041069 GBP
06/06/2022	Ordinary	Purchase	590691		2.064993 GBP
06/06/2022	Ordinary	Purchase	769841		2.07725 GBP
06/06/2022	Ordinary	Purchase	713222		2.080901 GBP
06/06/2022	Ordinary	Purchase	702927		2.082904 GBP
07/06/2022	Ordinary	Purchase	1058266		2.13 GBP
07/06/2022	Ordinary	Purchase	307138		2.136032 GBP
09/06/2022	Ordinary	Purchase	3007		2.306 GBP

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END

RETGPUBGQUPPURM

Form 8.3 - CAPRICORN ENERGY PLC - Capricorn Energy PLC | RNS | Ticker

RNS Number : 2755P

Cobas Asset Management, SGIIC, S.A.

17 June 2022

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:	COBAS ASSET MANAGEMENT, S.G.I.I.C., S.A.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Capricorn Energy plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	15/06/2022 (in addition, COBAS ASSET MANAGEMENT, S.G.I.I.C., S.A. has dealt on previous dates during the offer period as attached at the end of this form)
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A"	No

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	21/13p Ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	8,339,065	2.64
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
TOTAL:	8,339,065	2.64

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

21/13p Ordinary

Purchase

7,078

2.271298 GBP

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

Is a Supplemental Form 8 (Open Positions) attached?

Date of disclosure:	16/06/2022
Contact name:	GERARDO FERNANDEZ, NATALIA PUERTAS
Telephone number*:	+34917556800

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Additional Dealings

Date of dealing	Class of relevant security	Purchase/Sale		Number of securities		Price
01/06/2022	Ordinary	Purchase		718434		2.020847 GBP
01/06/2022	Ordinary	Purchase		392140		2.024044 GBP
01/06/2022	Ordinary	Purchase		4172		2.049683 GBP
01/06/2022	Ordinary	Purchase		312789		2.054 GBP
06/06/2022	Ordinary	Purchase	4125		2.041069 GBP
06/06/2022	Ordinary	Purchase	590691		2.064993 GBP
06/06/2022	Ordinary	Purchase	769841		2.07725 GBP
06/06/2022	Ordinary	Purchase	713222		2.080901 GBP
06/06/2022	Ordinary	Purchase	702927		2.082904 GBP
07/06/2022	Ordinary	Purchase	1058266		2.13 GBP
07/06/2022	Ordinary	Purchase	307138		2.136032 GBP
09/06/2022	Ordinary	Purchase	3007		2.306 GBP

END

RETGPUBGQUPPURM

TIDM	CNE
Share Price	GBX 313.00-2.20%
Market Cap	£220.85m

Date	17 Jun 2022
Time	09:26:16
Category	Holding(s) in company
ID	2755P

TIDM	CNE
Share Price	GBX 313.00-2.20%
Market Cap	£220.85m

Date	17 Jun 2022
Time	09:26:16
Category	Holding(s) in company
ID	2755P

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Company Information

RNS Metadata

Form 8.3 - CAPRICORN ENERGY PLC

Date of disclosure:

Contact name:

Telephone number*:

Company Information

RNS Metadata

Date of disclosure:

Contact name:

Telephone number*: