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| Date | 19 Jan 2026 |
| Time | 11:21:39 |
| Category | Holding(s) in company |
| ID | 4530P |
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
|
(a) Name of exempt principal trader: |
J.P. Morgan Securities Plc |
|
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
Glencore plc |
|
(c) Name of the party to the offer with which exempt principal trader is connected: |
Corporate Broker to Rio Tinto plc and Rio Tinto Limited |
|
(d) Date dealing undertaken: |
16 January 2026 |
|
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" |
Yes, Rio Tinto plc and Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
|
Class of relevant security |
Purchases/ sales
|
Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
|
Ordinary NPV |
Purchase |
64 |
108.9800 ZAR |
105.1800 ZAR |
|
|
7,600,183 |
4.8840 GBP |
4.6000 GBP |
|
Sale |
|
|
|
|
|
|
8,135,092 |
4.8805 GBP |
4.7580 GBP |
(b) Cash-settled derivative transactions
|
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
|
Ordinary NPV |
Equity Swap |
Decrease Long |
65,436 |
4.7860 GBP |
|
|
|
487,420 |
4.7880 GBP |
|
|
|
|
9,003 |
4.8056 GBP |
|
|
|
|
88,066 |
4.8110 GBP |
|
|
|
|
25,901 |
4.8122 GBP |
|
|
|
|
1,052 |
4.8155 GBP |
|
|
|
|
1,954 |
4.8166 GBP |
|
|
|
|
3,267 |
4.8182 GBP |
|
|
|
|
31,264 |
4.8325 GBP |
|
|
|
|
16,331 |
4.8382 GBP |
|
|
|
|
5,881 |
105.4262 ZAR |
|
|
|
|
263 |
105.4500 ZAR |
|
|
|
|
3,725 |
105.5817 ZAR |
|
|
|
|
9,605 |
105.8733 ZAR |
|
|
|
|
11,065 |
106.0290 ZAR |
|
|
|
|
|
||
|
|
|
11,210 |
4.7803 GBP |
|
|
|
|
324,365 |
4.7851 GBP |
|
|
|
|
128,900 |
4.7856 GBP |
|
|
|
|
25,834 |
4.7857 GBP |
|
|
|
|
312 |
4.7858 GBP |
|
|
|
|
5,308 |
4.7859 GBP |
|
|
|
|
24,223 |
4.7861 GBP |
|
|
|
|
416 |
4.7876 GBP |
|
|
|
|
196,999 |
4.7878 GBP |
|
|
|
|
10,209 |
4.7936 GBP |
|
|
|
|
11,993 |
4.7986 GBP |
|
|
|
|
12,984 |
4.7993 GBP |
|
|
|
|
5,853 |
4.7996 GBP |
|
|
|
|
27,910 |
4.8039 GBP |
|
|
|
|
54,600 |
4.8044 GBP |
|
|
|
|
17,091 |
4.8103 GBP |
|
|
|
|
2,230 |
4.8159 GBP |
|
|
|
|
8,153 |
4.8179 GBP |
|
|
|
|
153,982 |
4.8236 GBP |
|
|
|
|
218,454 |
4.8259 GBP |
|
|
|
|
34,013 |
4.8371 GBP |
|
|
|
|
1,825 |
105.4009 ZAR |
|
|
|
|
358 |
105.4106 ZAR |
|
|
|
|
5,881 |
105.4262 ZAR |
|
|
|
|
263 |
105.4500 ZAR |
|
|
|
|
450 |
105.4900 ZAR |
|
|
|
|
3,956 |
105.5277 ZAR |
|
|
|
|
1,346 |
105.8115 ZAR |
|
|
|
|
1,972 |
105.8130 ZAR |
|
|
|
|
69 |
105.9800 ZAR |
|
|
|
|
11,065 |
106.0290 ZAR |
|
|
|
|
104 |
106.1000 ZAR |
|
|
|
|
3,250 |
106.3168 ZAR |
|
|
|
|
|
||
|
|
|
3,159 |
4.7791 GBP |
|
|
|
|
52,985 |
4.7860 GBP |
|
|
|
|
54,962 |
4.7991 GBP |
|
|
|
|
27,896 |
4.8095 GBP |
|
|
|
|
43,105 |
4.8131 GBP |
|
|
|
|
325 |
4.8144 GBP |
|
|
|
|
644,407 |
4.8360 GBP |
|
|
|
|
32,691 |
105.3908 ZAR |
|
|
|
|
4,825 |
105.5329 ZAR |
|
|
|
|
2,362 |
105.7765 ZAR |
|
|
|
|
8,426 |
105.9046 ZAR |
|
|
|
|
20,976 |
105.9343 ZAR |
|
|
|
|
840 |
106.0291 ZAR |
|
|
|
|
|
||
|
|
|
2,492 |
4.7808 GBP |
|
|
|
|
833 |
4.7809 GBP |
|
|
|
|
4,461 |
4.7840 GBP |
|
|
|
|
196,053 |
4.7841 GBP |
|
|
|
|
1,385 |
4.7852 GBP |
|
|
|
|
27,639 |
4.7859 GBP |
|
|
|
|
1,087 |
4.7862 GBP |
|
|
|
|
1,502 |
4.7865 GBP |
|
|
|
|
6,746 |
4.7874 GBP |
|
|
|
|
682 |
4.7883 GBP |
|
|
|
|
10,468 |
4.7927 GBP |
|
|
|
|
77,038 |
4.7930 GBP |
|
|
|
|
5,877 |
4.7997 GBP |
|
|
|
|
6,746 |
4.8051 GBP |
|
|
|
|
13,560 |
4.8062 GBP |
|
|
|
|
318 |
4.8162 GBP |
|
|
|
|
323,606 |
4.8185 GBP |
|
|
|
|
2,617 |
4.8207 GBP |
|
|
|
|
1,296 |
4.8236 GBP |
|
|
|
|
7,092 |
4.8339 GBP |
|
|
|
|
1,846 |
4.8447 GBP |
|
|
|
|
13,491 |
4.8475 GBP |
|
|
|
|
6,746 |
4.8478 GBP |
|
|
|
|
386,036 |
4.8484 GBP |
|
|
|
|
1,051 |
105.2800 ZAR |
|
|
|
|
31,015 |
105.3985 ZAR |
|
|
|
|
1,171 |
105.4000 ZAR |
|
|
|
|
1,514 |
105.4729 ZAR |
|
|
|
|
306 |
105.5150 ZAR |
|
|
|
|
3,187 |
105.5557 ZAR |
|
|
|
|
15,139 |
105.7504 ZAR |
|
|
|
|
2,362 |
105.7765 ZAR |
|
|
|
|
8,426 |
105.9046 ZAR |
|
|
|
|
162 |
105.9100 ZAR |
|
|
|
|
840 |
106.0291 ZAR |
|
|
|
|
161 |
106.0800 ZAR |
|
|
|
|
4,786 |
106.7526 ZAR |
|
|
|
|
|
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
|
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
|
|
|
|
|
|
|
|
(ii) Exercise
|
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
|
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
|
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
|
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
|
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
None
|
Date of disclosure: |
19 January 2026 |
Contact name: |
Hetvi Shah |
Telephone number: |
44 2034 936359 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.