t
| Date | 28 Jan 2026 |
| Time | 15:58:55 |
| Category | Holding(s) in company |
| ID | 7845Q |
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
|
(a) Name of exempt principal trader: |
J.P. Morgan Securities Plc |
|
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
Glencore plc |
|
(c) Name of the party to the offer with which exempt principal trader is connected: |
Corporate Broker to Rio Tinto plc and Rio Tinto Limited |
|
(d) Date dealing undertaken: |
23 January 2026 |
|
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" |
Yes, Rio Tinto plc and Rio Tinto Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
|
Class of relevant security |
Purchases/ sales
|
Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
|
Ordinary NPV |
Purchase |
8,007,324 |
5.0102 GBP |
4.8526 GBP |
Sale |
|
|
|
(b) Cash-settled derivative transactions
|
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
|
Ordinary NPV |
Equity Swap |
Decrease Long |
3,308 |
4.9286 GBP |
|
|
|
10,532 |
4.9499 GBP |
|
|
|
|
617 |
4.9556 GBP |
|
|
|
|
88,852 |
4.9592 GBP |
|
|
|
|
1,126 |
4.9593 GBP |
|
|
|
|
563 |
4.9673 GBP |
|
|
|
|
69,992 |
4.9797 GBP |
|
|
|
|
245,746 |
5.0071 GBP |
|
|
|
|
515,024 |
5.0100 GBP |
|
|
|
|
40,057 |
106.9355 ZAR |
|
|
|
|
1,839 |
107.5523 ZAR |
|
|
|
|
39,935 |
107.9869 ZAR |
|
|
|
|
5,999 |
108.0315 ZAR |
|
|
|
|
6,624 |
108.0667 ZAR |
|
|
|
|
321 |
108.2384 ZAR |
|
|
|
|
677 |
108.9393 ZAR |
|
|
|
|
6,174 |
109.1414 ZAR |
|
|
|
|
6,402 |
109.4296 ZAR |
|
|
|
|
|
||
|
|
|
6,800 |
4.9654 GBP |
|
|
|
|
8,681 |
4.9735 GBP |
|
|
|
|
4,818 |
4.9751 GBP |
|
|
|
|
424,851 |
4.9760 GBP |
|
|
|
|
537 |
4.9775 GBP |
|
|
|
|
17,388 |
4.9783 GBP |
|
|
|
|
141,621 |
4.9785 GBP |
|
|
|
|
16,576 |
4.9790 GBP |
|
|
|
|
12,041 |
4.9798 GBP |
|
|
|
|
400 |
4.9800 GBP |
|
|
|
|
17,426 |
4.9810 GBP |
|
|
|
|
173,735 |
4.9826 GBP |
|
|
|
|
92 |
4.9875 GBP |
|
|
|
|
722 |
4.9904 GBP |
|
|
|
|
13,121 |
4.9909 GBP |
|
|
|
|
109,353 |
4.9916 GBP |
|
|
|
|
11,639 |
4.9925 GBP |
|
|
|
|
7,259 |
4.9984 GBP |
|
|
|
|
24 |
5.0098 GBP |
|
|
|
|
4,189 |
105.7700 ZAR |
|
|
|
|
4,195 |
106.1408 ZAR |
|
|
|
|
283 |
106.5550 ZAR |
|
|
|
|
28,546 |
106.5822 ZAR |
|
|
|
|
567 |
106.6819 ZAR |
|
|
|
|
1,078 |
106.8687 ZAR |
|
|
|
|
1,182 |
107.2275 ZAR |
|
|
|
|
1,079 |
107.5080 ZAR |
|
|
|
|
226 |
107.5200 ZAR |
|
|
|
|
3,395 |
107.5533 ZAR |
|
|
|
|
523 |
107.5850 ZAR |
|
|
|
|
760 |
107.6100 ZAR |
|
|
|
|
6,338 |
107.6951 ZAR |
|
|
|
|
1,244 |
107.7937 ZAR |
|
|
|
|
341 |
107.8800 ZAR |
|
|
|
|
5,452 |
107.9181 ZAR |
|
|
|
|
6,624 |
108.0667 ZAR |
|
|
|
|
321 |
108.2385 ZAR |
|
|
|
|
737 |
108.3356 ZAR |
|
|
|
|
20,046 |
108.5810 ZAR |
|
|
|
|
1,598 |
108.7100 ZAR |
|
|
|
|
1,030 |
108.7191 ZAR |
|
|
|
|
959 |
108.8275 ZAR |
|
|
|
|
677 |
108.9393 ZAR |
|
|
|
|
4,289 |
109.3090 ZAR |
|
|
|
|
3,521 |
109.3196 ZAR |
|
|
|
|
6,402 |
109.4296 ZAR |
|
|
|
|
2,426 |
109.5200 ZAR |
|
|
|
|
|
||
|
|
|
82,945 |
4.9453 GBP |
|
|
|
|
25,774 |
4.9645 GBP |
|
|
|
|
2,350 |
4.9757 GBP |
|
|
|
|
15,494 |
4.9795 GBP |
|
|
|
|
27,860 |
4.9917 GBP |
|
|
|
|
298,755 |
5.0095 GBP |
|
|
|
|
192,070 |
5.0100 GBP |
|
|
|
|
5,888 |
107.4900 ZAR |
|
|
|
|
35,615 |
107.8001 ZAR |
|
|
|
|
2,641 |
108.0062 ZAR |
|
|
|
|
601 |
108.4476 ZAR |
|
|
|
|
1,760 |
108.6438 ZAR |
|
|
|
|
3,951 |
109.2800 ZAR |
|
|
|
|
41,895 |
109.5058 ZAR |
|
|
|
|
|
||
|
|
|
802 |
4.9167 GBP |
|
|
|
|
6,206 |
4.9201 GBP |
|
|
|
|
4,200 |
4.9322 GBP |
|
|
|
|
22,955 |
4.9330 GBP |
|
|
|
|
1,588 |
4.9375 GBP |
|
|
|
|
14,528 |
4.9384 GBP |
|
|
|
|
68,179 |
4.9478 GBP |
|
|
|
|
1,051 |
4.9481 GBP |
|
|
|
|
957 |
4.9505 GBP |
|
|
|
|
36,706 |
4.9575 GBP |
|
|
|
|
8,241 |
4.9607 GBP |
|
|
|
|
387 |
4.9750 GBP |
|
|
|
|
44,466 |
4.9763 GBP |
|
|
|
|
336,855 |
4.9785 GBP |
|
|
|
|
251 |
4.9790 GBP |
|
|
|
|
444 |
4.9822 GBP |
|
|
|
|
30,989 |
5.0102 GBP |
|
|
|
|
457 |
5.0105 GBP |
|
|
|
|
98,487 |
6.7907 GBP |
|
|
|
|
231 |
106.7300 ZAR |
|
|
|
|
9,955 |
107.1443 ZAR |
|
|
|
|
5,787 |
107.2324 ZAR |
|
|
|
|
5,888 |
107.4900 ZAR |
|
|
|
|
1,030 |
107.6350 ZAR |
|
|
|
|
784 |
107.7000 ZAR |
|
|
|
|
8,307 |
107.8234 ZAR |
|
|
|
|
2,641 |
108.0062 ZAR |
|
|
|
|
1,664 |
108.5356 ZAR |
|
|
|
|
1,702 |
108.6140 ZAR |
|
|
|
|
6,328 |
108.7570 ZAR |
|
|
|
|
3,951 |
109.2800 ZAR |
|
|
|
|
1,760 |
109.2927 ZAR |
|
|
|
|
42,323 |
109.5200 ZAR |
|
|
|
|
|
||
|
|
|
433 |
108.6664 ZAR |
|
|
|
|
|
||
|
|
|
433 |
108.6664 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
|
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
Ordinary NPV |
OTC - Accumulator
|
Purchasing |
3,934.358 |
N/A |
N/A |
25/1/2027 |
2.5300 GBP |
(ii) Exercise
|
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
|
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
|
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
|
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
|
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
None
|
Date of disclosure: |
28 January 2026 |
Contact name: |
Hetvi Shah |
Telephone number: |
44 2034 936359 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.