⌘K

Form 8.5 (EPT/RI) - Mondi Plc

RNS Number : 8306C

UBS AG (EPT)

12 February 2024

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1. KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	09 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"	NO

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

EUR 0.22 ordinary

Buy

387750

32.22410 GBP

13.31500 GBP

EUR 0.22 ordinary

Sell

361954

32.20100 GBP

13.31500 GBP

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	1789	13.37975528 GBP
EUR 0.22 ordinary	CFD	Long	1319	13.3752881 GBP
EUR 0.22 ordinary	CFD	Long	1642	13.39568978 GBP
EUR 0.22 ordinary	CFD	Long	763	13.37855533 GBP
EUR 0.22 ordinary	CFD	Long	3178	13.39066371 GBP
EUR 0.22 ordinary	CFD	Long	452	13.37819325 GBP
EUR 0.22 ordinary	CFD	Long	982	13.39288408 GBP
EUR 0.22 ordinary	CFD	Long	5	13.42942251 GBP
EUR 0.22 ordinary	CFD	Long	5220	13.39064913 GBP
EUR 0.22 ordinary	CFD	Long	2549	13.39620824 GBP
EUR 0.22 ordinary	CFD	Long	1209	13.3240694789082 GBP
EUR 0.22 ordinary	CFD	Long	1311	13.356663 GBP
EUR 0.22 ordinary	CFD	Long	6854	13.43999958 GBP
EUR 0.22 ordinary	CFD	Long	32585	320.78068559 ZAR
EUR 0.22 ordinary	CFD	Long	2500	13.3834310293 GBP
EUR 0.22 ordinary	CFD	Long	2163	320.584660194175 ZAR
EUR 0.22 ordinary	CFD	Long	1	13.39 GBP
EUR 0.22 ordinary	CFD	Long	842	13.382542 GBP
EUR 0.22 ordinary	CFD	Long	314	13.398471 GBP
EUR 0.22 ordinary	CFD	Long	33726	13.439791 GBP
EUR 0.22 ordinary	CFD	Long	16219	13.437949 GBP
EUR 0.22 ordinary	CFD	Long	324	13.375679 GBP
EUR 0.22 ordinary	CFD	Long	26	13.365 GBP
EUR 0.22 ordinary	CFD	Long	86	13.39604398 GBP
EUR 0.22 ordinary	CFD	Long	10972	13.439328 GBP
EUR 0.22 ordinary	CFD	Long	93	13.374301 GBP
EUR 0.22 ordinary	CFD	Long	25206	13.44 GBP
EUR 0.22 ordinary	CFD	Long	9749	13.439461 GBP
EUR 0.22 ordinary	CFD	Long	199	13.39733253 GBP
EUR 0.22 ordinary	CFD	Long	1	13.425 GBP
EUR 0.22 ordinary	CFD	Long	16	13.38578125 GBP
EUR 0.22 ordinary	CFD	Long	12519	320.92922278 ZAR
EUR 0.22 ordinary	CFD	Long	4905	320.584948012232 ZAR
EUR 0.22 ordinary	CFD	Short	5321	13.36285915 GBP
EUR 0.22 ordinary	CFD	Short	10433	13.3924 GBP
EUR 0.22 ordinary	CFD	Short	5641	13.36136337 GBP
EUR 0.22 ordinary	CFD	Short	320	13.39796891 GBP
EUR 0.22 ordinary	CFD	Short	6617	13.35916825 GBP
EUR 0.22 ordinary	CFD	Short	36409	13.3763094289873 GBP
EUR 0.22 ordinary	CFD	Short	12519	320.92922278 ZAR
EUR 0.22 ordinary	CFD	Short	212	13.438019 GBP
EUR 0.22 ordinary	CFD	Short	1	13.42 GBP
EUR 0.22 ordinary	CFD	Short	36	13.4025 GBP
EUR 0.22 ordinary	CFD	Short	8905	13.356671 GBP
EUR 0.22 ordinary	CFD	Short	8295	13.373482 GBP
EUR 0.22 ordinary	CFD	Short	2194	13.375177 GBP
EUR 0.22 ordinary	CFD	Short	4419	13.371763 GBP
EUR 0.22 ordinary	CFD	Short	2470	13.405675002498 GBP
EUR 0.22 ordinary	CFD	Short	4250	13.4067469759 GBP
EUR 0.22 ordinary	CFD	Short	5254	13.363121 GBP
EUR 0.22 ordinary	CFD	Short	18541	13.440672 GBP
EUR 0.22 ordinary	CFD	Short	11916	13.44 GBP
EUR 0.22 ordinary	CFD	Short	55	13.366182 GBP
EUR 0.22 ordinary	CFD	Short	290	13.385 GBP
EUR 0.22 ordinary	CFD	Short	106	13.365 GBP
EUR 0.22 ordinary	CFD	Short	106	13.37 GBP
EUR 0.22 ordinary	CFD	Short	106	13.38 GBP
EUR 0.22 ordinary	CFD	Short	106	13.425 GBP
EUR 0.22 ordinary	CFD	Short	19143	13.369916 GBP
EUR 0.22 ordinary	CFD	Short	1952	13.4015789682377 GBP
EUR 0.22 ordinary	CFD	Short	1738	13.365322 GBP
EUR 0.22 ordinary	CFD	Short	123	13.40174797 GBP
EUR 0.22 ordinary	CFD	Short	103	13.410291 GBP
EUR 0.22 ordinary	CFD	Short	90	13.414722 GBP
EUR 0.22 ordinary	CFD	Short	198	13.404407 GBP
EUR 0.22 ordinary	CFD	Short	4101	13.3703999024628 GBP
EUR 0.22 ordinary	CFD	Short	736	13.392048 GBP
EUR 0.22 ordinary	CFD	Short	90	13.3375 GBP
EUR 0.22 ordinary	CFD	Short	3499	13.386334 GBP
EUR 0.22 ordinary	CFD	Short	13636	13.374 GBP
EUR 0.22 ordinary	CFD	Short	32585	320.78068559 ZAR
EUR 0.22 ordinary	CFD	Short	7068	320.58485993 ZAR
EUR 0.22 ordinary	CFD	Short	547	13.367189 GBP
EUR 0.22 ordinary	CFD	Short	7380	13.438469 GBP

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	12 February 2024
Contact name:	Richard Howard
Telephone number:	+44 (0)207 568 9128

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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END

FERUUUARSBUUAAR

Form 8.5 (EPT/RI) - Mondi Plc - Mondi PLC | RNS | Ticker

RNS Number : 8306C

UBS AG (EPT)

12 February 2024

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1. KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	09 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"	NO

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

EUR 0.22 ordinary

Buy

387750

32.22410 GBP

13.31500 GBP

EUR 0.22 ordinary

Sell

361954

32.20100 GBP

13.31500 GBP

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	1789	13.37975528 GBP
EUR 0.22 ordinary	CFD	Long	1319	13.3752881 GBP
EUR 0.22 ordinary	CFD	Long	1642	13.39568978 GBP
EUR 0.22 ordinary	CFD	Long	763	13.37855533 GBP
EUR 0.22 ordinary	CFD	Long	3178	13.39066371 GBP
EUR 0.22 ordinary	CFD	Long	452	13.37819325 GBP
EUR 0.22 ordinary	CFD	Long	982	13.39288408 GBP
EUR 0.22 ordinary	CFD	Long	5	13.42942251 GBP
EUR 0.22 ordinary	CFD	Long	5220	13.39064913 GBP
EUR 0.22 ordinary	CFD	Long	2549	13.39620824 GBP
EUR 0.22 ordinary	CFD	Long	1209	13.3240694789082 GBP
EUR 0.22 ordinary	CFD	Long	1311	13.356663 GBP
EUR 0.22 ordinary	CFD	Long	6854	13.43999958 GBP
EUR 0.22 ordinary	CFD	Long	32585	320.78068559 ZAR
EUR 0.22 ordinary	CFD	Long	2500	13.3834310293 GBP
EUR 0.22 ordinary	CFD	Long	2163	320.584660194175 ZAR
EUR 0.22 ordinary	CFD	Long	1	13.39 GBP
EUR 0.22 ordinary	CFD	Long	842	13.382542 GBP
EUR 0.22 ordinary	CFD	Long	314	13.398471 GBP
EUR 0.22 ordinary	CFD	Long	33726	13.439791 GBP
EUR 0.22 ordinary	CFD	Long	16219	13.437949 GBP
EUR 0.22 ordinary	CFD	Long	324	13.375679 GBP
EUR 0.22 ordinary	CFD	Long	26	13.365 GBP
EUR 0.22 ordinary	CFD	Long	86	13.39604398 GBP
EUR 0.22 ordinary	CFD	Long	10972	13.439328 GBP
EUR 0.22 ordinary	CFD	Long	93	13.374301 GBP
EUR 0.22 ordinary	CFD	Long	25206	13.44 GBP
EUR 0.22 ordinary	CFD	Long	9749	13.439461 GBP
EUR 0.22 ordinary	CFD	Long	199	13.39733253 GBP
EUR 0.22 ordinary	CFD	Long	1	13.425 GBP
EUR 0.22 ordinary	CFD	Long	16	13.38578125 GBP
EUR 0.22 ordinary	CFD	Long	12519	320.92922278 ZAR
EUR 0.22 ordinary	CFD	Long	4905	320.584948012232 ZAR
EUR 0.22 ordinary	CFD	Short	5321	13.36285915 GBP
EUR 0.22 ordinary	CFD	Short	10433	13.3924 GBP
EUR 0.22 ordinary	CFD	Short	5641	13.36136337 GBP
EUR 0.22 ordinary	CFD	Short	320	13.39796891 GBP
EUR 0.22 ordinary	CFD	Short	6617	13.35916825 GBP
EUR 0.22 ordinary	CFD	Short	36409	13.3763094289873 GBP
EUR 0.22 ordinary	CFD	Short	12519	320.92922278 ZAR
EUR 0.22 ordinary	CFD	Short	212	13.438019 GBP
EUR 0.22 ordinary	CFD	Short	1	13.42 GBP
EUR 0.22 ordinary	CFD	Short	36	13.4025 GBP
EUR 0.22 ordinary	CFD	Short	8905	13.356671 GBP
EUR 0.22 ordinary	CFD	Short	8295	13.373482 GBP
EUR 0.22 ordinary	CFD	Short	2194	13.375177 GBP
EUR 0.22 ordinary	CFD	Short	4419	13.371763 GBP
EUR 0.22 ordinary	CFD	Short	2470	13.405675002498 GBP
EUR 0.22 ordinary	CFD	Short	4250	13.4067469759 GBP
EUR 0.22 ordinary	CFD	Short	5254	13.363121 GBP
EUR 0.22 ordinary	CFD	Short	18541	13.440672 GBP
EUR 0.22 ordinary	CFD	Short	11916	13.44 GBP
EUR 0.22 ordinary	CFD	Short	55	13.366182 GBP
EUR 0.22 ordinary	CFD	Short	290	13.385 GBP
EUR 0.22 ordinary	CFD	Short	106	13.365 GBP
EUR 0.22 ordinary	CFD	Short	106	13.37 GBP
EUR 0.22 ordinary	CFD	Short	106	13.38 GBP
EUR 0.22 ordinary	CFD	Short	106	13.425 GBP
EUR 0.22 ordinary	CFD	Short	19143	13.369916 GBP
EUR 0.22 ordinary	CFD	Short	1952	13.4015789682377 GBP
EUR 0.22 ordinary	CFD	Short	1738	13.365322 GBP
EUR 0.22 ordinary	CFD	Short	123	13.40174797 GBP
EUR 0.22 ordinary	CFD	Short	103	13.410291 GBP
EUR 0.22 ordinary	CFD	Short	90	13.414722 GBP
EUR 0.22 ordinary	CFD	Short	198	13.404407 GBP
EUR 0.22 ordinary	CFD	Short	4101	13.3703999024628 GBP
EUR 0.22 ordinary	CFD	Short	736	13.392048 GBP
EUR 0.22 ordinary	CFD	Short	90	13.3375 GBP
EUR 0.22 ordinary	CFD	Short	3499	13.386334 GBP
EUR 0.22 ordinary	CFD	Short	13636	13.374 GBP
EUR 0.22 ordinary	CFD	Short	32585	320.78068559 ZAR
EUR 0.22 ordinary	CFD	Short	7068	320.58485993 ZAR
EUR 0.22 ordinary	CFD	Short	547	13.367189 GBP
EUR 0.22 ordinary	CFD	Short	7380	13.438469 GBP

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	12 February 2024
Contact name:	Richard Howard
Telephone number:	+44 (0)207 568 9128

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

END

FERUUUARSBUUAAR

TIDM	MNDI
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Date	12 Feb 2024
Time	11:28:13
Category	Holding(s) in company
ID	8306C

TIDM	MNDI
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Date	12 Feb 2024
Time	11:28:13
Category	Holding(s) in company
ID	8306C

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Form 8.5 (EPT/RI) - Mondi Plc

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