⌘K
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| Date | 7 Mar 2024 |
| Time | 15:02:59 |
| Category | Holding(s) in company |
| ID | 0520G |
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
|
(a) Name of exempt principal trader: |
J.P. Morgan Securities Plc |
|
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
Mondi plc |
|
(c) Name of the party to the offer with which exempt principal trader is connected: |
Corporate broker to Smith (DS) plc |
|
(d) Date dealing undertaken: |
5 March 2024 |
|
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" |
Yes, Smith (DS) plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
|
Class of relevant security |
Purchases/ sales
|
Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
|
EUR 0.22 ordinary |
Purchase
Sale |
41,008 439,227
41,008 390,941 |
331.6406 ZAR 13.8700 GBP
331.6406 ZAR 13.8700 GBP |
331.6406 ZAR 13.7278 GBP
331.6406 ZAR 13.7050 GBP |
(b) Cash-settled derivative transactions
|
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
|
EUR 0.22 ordinary |
Equity Swap |
Decrease Long
Decrease Short
Increase Long
Increase Short |
4 4 2 67 2 14,062 691 2,870 2,199 1,024 4,229 536 4,040 33,221 43,666 67 10 52,428 571 400 1,061 236 128 3,517 7,937 352 2 12,384 1 2,199
2,886 1,122 1,389 506 200 7,153 13,395 875 408 711 208 159 495 338 394 697 155 37,451 403 474 2,833 211 1,333 142 188 585 1,620 852 572 352 3 542 201 3,379 2,189 134 134 1,159 67
2,879 67 221 23,361 4 883 4,900 12,175 1,447 18 2,543 4,840 34 16 4 603 12,321 27 1,728 1,095 1,095 569 1,165 5,934 6,293 7,426 39,330 1,945 542 2,199 600 808 1,688 1 1,205 5,323 2,199 14,307 38 1 2,841 1,333 1,432 1,721 1,810 1,719
372 120 1,278 264 218 1,510 745 111 10,754 82 398 3,432 156 1,471 5,721 1,400 1,713 1,449 68 18 7,300 12,074 44,778 3,660 360 25,681 171 2,697 358 667 142 796 496 559 1,894 348 1,339 1,526 357 885 2 1,851 38 4,565 11,370 946 423 5 350 181 409 339 355 416 499 1,829 420 73 650 383 |
13.7389 GBP 13.7414 GBP 13.7492 GBP 13.7550 GBP 13.7564 GBP 13.7631 GBP 13.7635 GBP 13.7700 GBP 13.7728 GBP 13.7805 GBP 13.7861 GBP 13.7887 GBP 13.7926 GBP 13.8065 GBP 13.8168 GBP 13.8387 GBP 13.8478 GBP 13.8502 GBP 13.8503 GBP 13.8510 GBP 13.8514 GBP 13.8560 GBP 13.8561 GBP 331.3670 ZAR 331.5000 ZAR 331.5024 ZAR 331.5850 ZAR 331.6380 ZAR 332.0100 ZAR 332.7800 ZAR
13.7659 GBP 13.7663 GBP 13.7734 GBP 13.7874 GBP 13.7879 GBP 13.7907 GBP 13.8009 GBP 13.8092 GBP 13.8099 GBP 13.8110 GBP 13.8120 GBP 13.8123 GBP 13.8197 GBP 13.8219 GBP 13.8250 GBP 13.8340 GBP 13.8490 GBP 13.8500 GBP 13.8688 GBP 330.5888 ZAR 330.8745 ZAR 330.8885 ZAR 331.0359 ZAR 331.0710 ZAR 331.1198 ZAR 331.1645 ZAR 331.1737 ZAR 331.4037 ZAR 331.5000 ZAR 331.5024 ZAR 331.7267 ZAR 331.8083 ZAR 331.8663 ZAR 332.0434 ZAR 332.0900 ZAR 332.1750 ZAR 332.3600 ZAR 332.5152 ZAR 332.5300 ZAR
13.7529 GBP 13.7550 GBP 13.7557 GBP 13.7587 GBP 13.7645 GBP 13.7658 GBP 13.7666 GBP 13.7694 GBP 13.7717 GBP 13.7761 GBP 13.7869 GBP 13.7882 GBP 13.7941 GBP 13.7983 GBP 13.8086 GBP 13.8089 GBP 13.8095 GBP 13.8119 GBP 13.8279 GBP 13.8285 GBP 13.8287 GBP 13.8301 GBP 13.8472 GBP 13.8482 GBP 13.8486 GBP 13.8498 GBP 13.8500 GBP 13.8503 GBP 13.8520 GBP 17.4871 ZAR 330.8100 ZAR 331.0136 ZAR 331.2051 ZAR 331.2700 ZAR 331.3236 ZAR 331.5300 ZAR 331.5471 ZAR 331.5545 ZAR 331.5950 ZAR 331.8300 ZAR 331.8508 ZAR 331.8568 ZAR 331.8860 ZAR 332.1560 ZAR 332.1734 ZAR 332.2759 ZAR
13.7361 GBP 13.7500 GBP 13.7522 GBP 13.7551 GBP 13.7558 GBP 13.7573 GBP 13.7595 GBP 13.7602 GBP 13.7645 GBP 13.7658 GBP 13.7686 GBP 13.7688 GBP 13.7701 GBP 13.7747 GBP 13.7788 GBP 13.7794 GBP 13.7800 GBP 13.7807 GBP 13.7858 GBP 13.7891 GBP 13.7937 GBP 13.7943 GBP 13.7957 GBP 13.8210 GBP 13.8491 GBP 13.8507 GBP 13.8551 GBP 330.7967 ZAR 330.8691 ZAR 330.9974 ZAR 331.0710 ZAR 331.0857 ZAR 331.2304 ZAR 331.2603 ZAR 331.2781 ZAR 331.3263 ZAR 331.3309 ZAR 331.3321 ZAR 331.3464 ZAR 331.5000 ZAR 331.5500 ZAR 331.5945 ZAR 331.5950 ZAR 331.7541 ZAR 331.7622 ZAR 331.8092 ZAR 331.8173 ZAR 331.9580 ZAR 331.9809 ZAR 332.1067 ZAR 332.1214 ZAR 332.2272 ZAR 332.2651 ZAR 332.3049 ZAR 332.3050 ZAR 332.4039 ZAR 332.4169 ZAR 332.5400 ZAR 332.6515 ZAR 332.7661 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
|
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
|
|
|
|
|
|
|
|
(ii) Exercise
|
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
|
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
|
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
|
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
|
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
None
|
Date of disclosure: |
7 March 2024 |
Contact name: |
Natasha Mondon |
Telephone number: |
01202 325175 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.