⌘K
t
01 March 2022
Peel Hunt Limited
("Peel Hunt" or the "Company")
TR-1: Notification of major holdings
TR-1: Standard form for notification of major holdings
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NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i |
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1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii: |
PEEL HUNT LIMITED
LEI 549300LZ19UIGSNC8I92 |
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1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) |
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Non-UK issuer |
X |
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2. Reason for the notification (please mark the appropriate box or boxes with an "X") |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify) iii: |
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3. Details of person subject to the notification obligation iv |
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Name |
Iain Fraser Morgan |
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City and country of registered office (if applicable) |
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4. Full name of shareholder(s) (if different from 3.) v |
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Name |
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City and country of registered office (if applicable) |
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5. Date on which the threshold was crossed or reached vi: |
25/02/2022 |
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6. Date on which issuer notified (DD/MM/YYYY): |
01/03/2022 |
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7. Total positions of person(s) subject to the notification obligation |
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% of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer (8.A + 8.B) vii |
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Resulting situation on the date on which threshold was crossed or reached |
3.17 |
n/a |
3.17 |
3,896,689 |
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Position of previous notification (if applicable) |
n/a |
n/a |
n/a |
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8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii |
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A: Voting rights attached to shares |
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Class/type of ISIN code (if possible) |
Number of voting rights ix |
% of voting rights |
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Direct (DTR5.1) |
Indirect (DTR5.2.1) |
Direct (DTR5.1) |
Indirect (DTR5.2.1) |
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GG00BLGZJW08 |
3,086,189 |
810,500 |
2.51 |
0.66 |
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SUBTOTAL 8. A |
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B 1: Financial Instruments according to DTR5.3.1R (1) (a) |
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Type of financial instrument |
Expiration |
Exercise/ |
Number of voting rights that may be acquired if the instrument is exercised/converted. |
% of voting rights |
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SUBTOTAL 8. B 1 |
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B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) |
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Type of financial instrument |
Expiration |
Exercise/ |
Physical or cash Settlement xii |
Number of voting rights |
% of voting rights |
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SUBTOTAL 8.B.2 |
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9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") |
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Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii |
X |
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Full chain of controlled undertakings through which the voting rights and/or the |
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Name xv |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
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10. In case of proxy voting, please identify: |
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Name of the proxy holder |
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The number and % of voting rights held |
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The date until which the voting rights will be held |
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11. Additional information xvi |
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Of the 810,500 shares held indirectly, 360,500 shares are held via a SIPP and 450,000 are held via nominee. |
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Place of completion |
London, United Kingdom |
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Date of completion |
01 March 2022 |
For further information, please contact:
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Peel Hunt via Engine MHP
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+44 (0)20 3128 8540 |
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Steven Fine, CEO
Sunil Dhall, CFOO |
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Engine MHP (Financial PR)
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+44 (0)20 3128 8540 peelhunt@mhpc.com |
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Andrew Jaques
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Charlie Barker
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Rachel Mann
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Robert Collett-Creedy
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Grant Thornton UK LLP (Nominated Adviser)
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+44 (0)20 7728 2942 |
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Colin Aaronson
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Daphne Zhang
Sam Littler
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Notes to editors:
Peel Hunt is a leading specialist in UK Investment Banking, ranked number one broker for UK mid and small-cap companies in Institutional Investor's latest Europe Survey. Our purpose is to nurture and guide people through the evolution of business. We achieve this through a proven, joined-up approach that consistently delivers value to UK corporates, global institutions and trading counterparties alike.
We have 163 corporate clients (including 33 in the FTSE 100 and FTSE 250), with an average market capitalisation of approximately £700m. Our award-winning research is distributed to over 1,245 institutions across the UK, Europe and US. Our trading platform makes markets in over 10,000 instruments in 38 markets and is an increasingly important provider of trade execution services to the UK retail platforms and brokers.
Iain Fraser Morgan notified Peel Hunt Limited of an acquisition or disposal of voting rights, crossing a threshold on February 25, 2022. This resulted in Iain Fraser Morgan holding 3,896,689 voting rights, representing 3.17% of the company's total. Of these, 3,086,189 shares (2.51%) were held directly, and 810,500 shares (0.66%) were held indirectly, comprising 360,500 via a SIPP and 450,000 via nominee.
| Date | 1 Mar 2022 |
| Time | 13:08:15 |
| Category | Holding(s) in company |
| ID | 2225D |