t
On October 22, 2021, PureTech Health PLC received a TR-1 correction notification from Recordati Industria Chimica e Farmaceutica S.p.A. This notification stated that on April 4, 2018, Recordati's voting rights in PureTech Health PLC amounted to 3.400000%, representing 9,554,140 shares, and that Recordati's shareholdings remain unchanged from those reported in PureTech Health PLC's 2020 Annual Report.
| Date | 22 Oct 2021 |
| Time | 18:00:07 |
| Category | Holding(s) in company |
| ID | 0098Q |
TR-1: CORRECTION ANNOUNCEMENT
TR-1: Standard form for notification of major holdings
On October 22, 2021, PureTech Health plc (the "Issuer"), received the below notice from Recordati Industria Chimica e Farmaceutica S.p.A. ("Recordati") to bring current Recordati's notification obligations with respect to their share holdings in the Issuer. Recordati's shareholdings remain unchanged from those reported on page 101 of the Issuer's Annual Report for 2020.
1. Issuer Details
ISIN
GB00BY2Z0H74
Issuer Name
PURETECH HEALTH PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An event changing the breakdown of voting
3. Details of person subject to the notification obligation
Name
Recordati Industria Chimica e Farmaceutica S.p.A.
City of registered office (if applicable)
Milano
Country of registered office (if applicable)
Italy
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
04-Apr-2018
6. Date on which Issuer notified
22-Oct-2021
7. Total positions of person(s) subject to the notification obligation
|
% of voting rights attached to shares (total of 8.A) |
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer |
|
|
Resulting situation on the date on which threshold was crossed or reached |
3.400000 |
0.000000 |
3.400000 |
9554140 |
|
Position of previous notification (if applicable) |
|
|
|
|
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
|
CLASS/TYPE OF SHARES ISIN CODE(IF POSSIBLE) |
NUMBER OF DIRECT VOTING RIGHTS (DTR5.1) |
NUMBER OF INDIRECT VOTING RIGHTS (DTR5.2.1) |
% OF DIRECT VOTING RIGHTS (DTR5.1) |
% OF INDIRECT VOTING RIGHTS (DTR5.2.1) |
|
GB00BY2Z0H74 |
9554140 |
0 |
3.400000 |
0.000000 |
|
Sub Total 8.A |
9554140 |
3.400000% |
||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
|
TYPE OF FINANCIAL INSTRUMENT |
EXPIRATION DATE |
EXERCISE/CONVERSION PERIOD |
NUMBER OF VOTING RIGHTS THAT MAY BE ACQUIRED IF THE INSTRUMENT IS EXERCISED/CONVERTED |
% OF VOTING RIGHTS |
|
|
|
|
|
|
|
Sub Total 8.B1 |
|
|
|
|
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
|
TYPE OF FINANCIAL INSTRUMENT |
EXPIRATION DATE |
EXERCISE/CONVERSION PERIOD |
PHYSICAL OR CASH SETTLEMENT |
NUMBER OF VOTING RIGHTS |
% OF VOTING RIGHTS |
|
|
|
|
|
|
|
|
Sub Total 8.B2 |
|
|
|
||
9. Information in relation to the person subject to the notification obligation
1. Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
|
Ultimate Controlling Person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
The event changing the breakdown of voting percentage followed a capital increase by PURETECH HEALTH PLC (4th April 2018).
The number of shares hold in PURETECH HEALTH PLC by Recordati Industria Chimica e Farmaceutica S.p.A. has not changed over the time.
12. Date of Completion
22-Oct-2021
13. Place Of Completion
Milan (Italy)