⌘K
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| Date | 1 Dec 2021 |
| Time | 16:45:39 |
| Category | Capital structure |
| ID | 2790U |
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris.
(Note: Italicised terms have the same meaning as given in the Listing Rules.)
Date: 01 December 2021
|
Name of applicant: |
Rathbone Brothers Plc (Rathbones Group Plc) |
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|
Name of scheme: |
Share Incentive Plan (SIP) |
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|
Period of return: |
From: |
1 June 2021 |
To: |
30 November 2021 |
|
Balance of unallotted securities under scheme(s) from previous return: |
204,589 |
|||
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
0 |
|||
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
100,615 |
|||
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
103,974 |
|||
|
Name of contact: |
Ali Johnson, Company Secretary |
|
Telephone number of contact: |
07901 118456 |
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris.
(Note: Italicised terms have the same meaning as given in the Listing Rules.)
Date: 01 December 2021
|
Name of applicant: |
Rathbone Brothers Plc (Rathbones Group Plc) |
|||
|
Name of scheme: |
Savings Related Share Option Plan (SAYE) |
|||
|
Period of return: |
From: |
1 June 2021 |
To: |
30 November 2021 |
|
Balance of unallotted securities under scheme(s) from previous return: |
407,356 |
|||
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
0 |
|||
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
159,371 |
|||
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
247,985 |
|||
|
Name of contact: |
Ali Johnson, Company Secretary |
|
Telephone number of contact: |
07901 118456 |
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris.
(Note: Italicised terms have the same meaning as given in the Listing Rules.)
Date: 01 December 2021
|
Name of applicant: |
Rathbone Brothers Plc (Rathbones Group Plc) |
|||
|
Name of scheme: |
Executive Share Performance Plan (ESPP) |
|||
|
Period of return: |
From: |
01 June 2021 |
To: |
30 November 2021 |
|
Balance of unallotted securities under scheme(s) from previous return: |
0 |
|||
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
200,000 |
|||
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
67,000 |
|||
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
133,000 |
|||
|
Name of contact: |
Ali Johnson, Company Secretary |
|
Telephone number of contact: |
07901 118456 |
BLOCK LISTING CANCELLATION
The block listing associated with the EIP Plans has been cancelled, the Company has made no allotments under the Plans since the last block listing.
(Note: Italicised terms have the same meaning as given in the Listing Rules.)
Date: 01 December 2021
|
Name of applicant: |
Rathbone Brothers Plc (Rathbones Group Plc) |
|||
|
Name of scheme: |
Executive Incentive Plan (EIP) |
|||
|
Period of return: |
From: |
01 June 2021 |
To: |
30 November 2021 |
|
Balance of unallotted securities under scheme(s) from previous return: |
194,457 |
|||
|
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
0 |
|||
|
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
0 |
|||
|
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
194,457 |
|||
|
Name of contact: |
Ali Johnson, Company Secretary |
|
Telephone number of contact: |
07901 118456 |