⌘K
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On April 17, 2023, Rio Tinto plc PDMRs Bold Baatar, Alfredo Barrios, Peter Cunningham, and Jakob Stausholm completed the vesting of ordinary shares under the Global Employee Share Plan and shares in lieu of dividend, and collectively sold 20.00859 ordinary shares at £55.85989 each to cover tax liabilities. On the same date, these four individuals, along with Ivan Vella, acquired or were awarded a combined 135.402904 ordinary shares at £55.52345 per share under the Global Employee Share Plan and/or UK Share Plan.
| Date | 20 Apr 2023 |
| Time | 15:00:02 |
| Category | Director/PDMR dealings |
| ID | 9350W |
Notice to LSE
Shareholdings of persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP)
20 April 2023
Rio Tinto plc
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1
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Details of the person discharging managerial responsibilities / person closely associated |
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a)
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Name
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Bold Baatar |
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2
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Reason for the notification
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|||||||||||
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a)
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Position/status
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Chief Executive, Copper |
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b)
|
Initial notification /Amendment
|
Initial Notification |
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a)
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Name
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Rio Tinto plc |
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b)
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LEI
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213800YOEO5OQ72G2R82 |
||||||||||
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||||||
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a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||||||
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b)
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Nature of the transaction
|
Vesting of matching shares under the Global Employee Share Plan: i. Vesting of matching shares ii. Vesting of shares in lieu of dividend
|
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c)
|
Price(s) and volume(s)
|
|
||||||||||
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d)
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Aggregated information
- Aggregated volume
- Price
|
12.4129
N/A |
||||||||||
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e)
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Date of the transaction
|
2023-04-17 |
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f)
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Place of the transaction
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Outside a trading venue |
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|
Part 2 |
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|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||||||
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b)
|
Nature of the transaction
|
Vesting of matching shares under the Global Employee Share Plan: iii. Sale of shares to cover tax
|
||||||||||
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c)
|
Price(s) and volume(s)
|
|
||||||||||
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d)
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Aggregated information
- Aggregated volume
- Price
|
5.36858
£55.85989
|
||||||||||
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e)
|
Date of the transaction
|
2023-04-17 |
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f)
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Place of the transaction |
XLON
|
||||||||||
|
|
Part 3 |
|||||||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||||||
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b)
|
Nature of the transaction
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iv. Acquisition of shares and award of matching shares under the Global Employee Share Plan v. Acquisition of shares and award of matching shares under the UK Share Plan (UKSP)
|
||||||||||
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c)
|
Price(s) and volume(s)
|
|
||||||||||
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d)
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Aggregated information
- Aggregated volume
- Price
|
27.507806
£55.52345
|
||||||||||
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e)
|
Date of the transaction
|
2023-04-17 |
||||||||||
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f)
|
Place of the transaction |
XLON
|
||||||||||
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1
|
Details of the person discharging managerial responsibilities / person closely associated |
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a)
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Name
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Alfredo Barrios |
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2
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Reason for the notification
|
|||||||
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a)
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Position/status
|
Chief Commercial Officer |
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b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
|
a)
|
Name
|
Rio Tinto plc |
||||||
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b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||
|
|
Part 1 |
|||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
|
b)
|
Nature of the transaction
|
Vesting of matching shares under the Global Employee Share Plan: i. Vesting of matching shares ii. Vesting of shares in lieu of dividend
|
||||||
|
c)
|
Price(s) and volume(s)
|
|
||||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
24.5237
N/A |
||||||
|
e)
|
Date of the transaction
|
2023-04-17 |
||||||
|
f)
|
Place of the transaction
|
Outside a trading venue |
||||||
|
|
Part 2 |
|||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
|
b)
|
Nature of the transaction
|
Vesting of matching shares under the Global Employee Share Plan: iii. Sale of shares to cover tax
|
||||||
|
c)
|
Price(s) and volume(s)
|
|
||||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
3.992851
£55.85989 |
||||||
|
e)
|
Date of the transaction
|
2023-04-17 |
||||||
|
f)
|
Place of the transaction |
XLON
|
||||||
|
|
Part 3 |
|||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
|
b)
|
Nature of the transaction
|
iv. Acquisition of shares and award of matching shares under the Global Employee Share Plan
|
||||||
|
c)
|
Price(s) and volume(s)
|
|
||||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
37.859676
£55.52345
|
||||||
|
e)
|
Date of the transaction
|
2023-04-17 |
||||||
|
f)
|
Place of the transaction |
XLON
|
||||||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||||
|
a)
|
Name
|
Peter Cunningham |
||||||
|
2
|
Reason for the notification
|
|||||||
|
a)
|
Position/status
|
Chief Financial Officer |
||||||
|
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
|
a)
|
Name
|
Rio Tinto plc |
||||||
|
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||
|
|
Part 1 |
|||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
|
b)
|
Nature of the transaction
|
Vesting of matching shares under the Global Employee Share Plan: i. Vesting of matching shares ii. Vesting of shares in lieu of dividend
|
||||||
|
c)
|
Price(s) and volume(s)
|
|
||||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
12.4129
N/A |
||||||
|
e)
|
Date of the transaction
|
2023-04-17 |
||||||
|
f)
|
Place of the transaction
|
Outside a trading venue |
||||||
|
|
Part 2 |
|||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
|
b)
|
Nature of the transaction
|
Vesting of matching shares under the Global Employee Share Plan: iii. Sale of shares to cover tax
|
||||||
|
c)
|
Price(s) and volume(s)
|
|
||||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
5.36858
£55.85989 |
||||||
|
e)
|
Date of the transaction
|
2023-04-17 |
||||||
|
f)
|
Place of the transaction |
XLON
|
||||||
|
|
Part 3 |
|||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
|
b)
|
Nature of the transaction
|
iv. Acquisition of shares and award of matching shares under the Global Employee Share Plan
|
||||||
|
c)
|
Price(s) and volume(s)
|
|
||||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
13.507806
£55.52345
|
||||||
|
e)
|
Date of the transaction
|
2023-04-17 |
||||||
|
f)
|
Place of the transaction |
XLON
|
||||||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||||||||
|
a)
|
Name
|
Jakob Stausholm |
||||||||||
|
2
|
Reason for the notification
|
|||||||||||
|
a)
|
Position/status
|
Chief Executive Officer |
||||||||||
|
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||
|
a)
|
Name
|
Rio Tinto plc |
||||||||||
|
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||||||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||||||
|
|
Part 1 |
|||||||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||||||
|
b)
|
Nature of the transaction
|
Vesting of matching shares under the Global Employee Share Plan: i. Vesting of matching shares ii. Vesting of shares in lieu of dividend
|
||||||||||
|
c)
|
Price(s) and volume(s)
|
|
||||||||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
12.4129
N/A |
||||||||||
|
e)
|
Date of the transaction
|
2023-04-17 |
||||||||||
|
f)
|
Place of the transaction
|
Outside a trading venue |
||||||||||
|
|
Part 2 |
|||||||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||||||
|
b)
|
Nature of the transaction
|
Vesting of matching shares under the Global Employee Share Plan: iii. Sale of shares to cover tax
|
||||||||||
|
c)
|
Price(s) and volume(s)
|
|
||||||||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
5.36858
£55.85989 |
||||||||||
|
e)
|
Date of the transaction
|
2023-04-17 |
||||||||||
|
f)
|
Place of the transaction |
XLON
|
||||||||||
|
|
Part 3 |
|||||||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||||||
|
b)
|
Nature of the transaction
|
iv. Acquisition of shares and award of matching shares under the Global Employee Share Plan v. Acquisition of shares and award of matching shares under the UK Share Plan (UKSP)
|
||||||||||
|
c)
|
Price(s) and volume(s)
|
|
||||||||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
27.507806
£55.52345
|
||||||||||
|
e)
|
Date of the transaction
|
2023-04-17 |
||||||||||
|
f)
|
Place of the transaction |
XLON
|
||||||||||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||||
|
a)
|
Name
|
Ivan Vella |
||||||
|
2
|
Reason for the notification
|
|||||||
|
a)
|
Position/status
|
Chief Executive, Aluminium |
||||||
|
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
|
a)
|
Name
|
Rio Tinto plc |
||||||
|
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
|
b)
|
Nature of the transaction
|
Acquisition of shares and award of matching shares under the Global Employee Share Plan
|
||||||
|
c)
|
Price(s) and volume(s)
|
|
||||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
29.01981
£55.52345
|
||||||
|
e)
|
Date of the transaction
|
2023-04-17 |
|
f)
|
Place of the transaction |
XLON
|
FCA notifications in accordance with the EU Market Abuse Regulation have been issued to the London Stock Exchange contemporaneously with this release.
LEI: 213800YOEO5OQ72G2R82
Classification: 3.1. Information disclosed under article 19 of the Market Abuse Regulation.
Please direct all enquiries to media.enquiries@riotinto.com
Media Relations,United Kingdom
Matthew Klar M +44 7796 630 637
David Outhwaite M +44 7787 597 493
|
Media Relations,Australia
Matt Chambers M +61 433 525 739
Jesse Riseborough M +61 436 653 412
Alyesha Anderson M +61 434 868 118
|
Media Relations,Americas
Simon Letendre M +514 796 4973
Malika Cherry M +1 418 592 7293 |
Investor Relations,United Kingdom
Menno Sanderse M +44 7825 195 178
David Ovington M +44 7920 010 978
Clare Peever M +44 7788 967 877
|
Investor Relations,Australia
Tom Gallop M +61 439 353 948
Amar Jambaa M +61 472 865 948
|
|
Rio Tinto plc
6 St James's Square London SW1Y 4AD United Kingdom T +44 20 7781 2000
Registered in England No. 719885
|
Rio Tinto Limited
Level 43, 120 Collins Street Melbourne 3000 Australia T +61 3 9283 3333
Registered in Australia ABN 96 004 458 404 |
|
This announcement is authorised for release to the market by Steve Allen, Rio Tinto's Group Company Secretary.