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Goldman Sachs Non Exempt Entity Group submitted a Form 8.3 disclosure on 06 February 2026, reporting positions and dealings related to Rio Tinto PLC, Rio Tinto Limited, and Glencore PLC, with the position held/dealing date of 05 February 2026. As of that date, the Group held a 0.05% interest in Rio Tinto plc 10p ordinary and ADRs, and a 1.55% interest and 1.55% short position in Rio Tinto Limited ordinary shares. The disclosure also detailed various purchases, sales, and cash-settled derivative transactions in these securities.
| Date | 6 Feb 2026 |
| Time | 15:19:00 |
| Category | Holding(s) in company |
| ID | 1189S |
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
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(a) Full name of discloser: |
GOLDMAN SACHS NON EXEMPT ENTITY GROUP |
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(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
|
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
RIO TINTO PLC AND RIO TINTO LIMITED |
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(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
|
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(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure |
05 February 2026 |
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(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" |
YES - disclosing today for GLENCORE PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
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Class of relevant security:
|
Rio Tinto plc 10p ordinary and ADRs |
|||
|
|
Interests |
Short positions |
||
|
|
Number |
% |
Number |
% |
|
(1) Relevant securities owned and/or controlled: |
652,367.52* |
0.05 |
0 |
0.00 |
|
(2) Cash-settled derivatives: |
0 |
0.00 |
0 |
0.00 |
|
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00 |
0 |
0.00 |
|
TOTAL: |
652,367.52* |
0.05 |
0 |
0.00 |
* GOLDMAN SACHS NON EXEMPT ENTITY GROUP resulting position includes changes resulting from non-trade related activity.
|
Class of relevant security:
|
Rio Tinto Limited ordinary |
|||
|
|
Interests |
Short positions |
||
|
|
Number |
% |
Number |
% |
|
(1) Relevant securities owned and/or controlled: |
596,492 |
0.16 |
5,143,709 |
1.39 |
|
(2) Cash-settled derivatives: |
5,143,708 |
1.39 |
596,491 |
0.16 |
|
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00 |
0 |
0.00 |
|
TOTAL: |
5,740,200 |
1.55 |
5,740,200 |
1.55 |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
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Class of relevant security in relation to which subscription right exists: |
|
|
Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
|
Class of relevant security |
Purchase/sale
|
Number of securities |
Price per unit |
|
Rio Tinto plc 10p ordinary |
Purchase |
367 |
68.2600 GBP |
|
Rio Tinto plc 10p ordinary |
Sale |
367 |
68.2600 GBP |
|
ADR |
Purchase |
1,287 |
92.2403 USD |
|
ADR |
Sale |
1,287 |
92.2403 USD |
|
Class of relevant security |
Purchase/sale
|
Number of securities |
Price per unit |
|
Rio Tinto Limited ordinary |
Purchase |
404 |
157.1300 AUD |
|
Rio Tinto Limited ordinary |
Purchase |
277 |
157.3618 AUD |
|
Rio Tinto Limited ordinary |
Purchase |
1,112 |
157.5680 AUD |
|
Rio Tinto Limited ordinary |
Purchase |
160 |
157.8154 AUD |
|
Rio Tinto Limited ordinary |
Purchase |
192 |
157.9400 AUD |
|
Rio Tinto Limited ordinary |
Purchase |
712 |
157.9825 AUD |
|
Rio Tinto Limited ordinary |
Purchase |
8,363 |
158.1034 AUD |
|
Rio Tinto Limited ordinary |
Purchase |
30,159 |
158.3842 AUD |
|
Rio Tinto Limited ordinary |
Purchase |
200 |
158.4497 AUD |
|
Rio Tinto Limited ordinary |
Sale |
1,482 |
157.1300 AUD |
|
Rio Tinto Limited ordinary |
Sale |
963 |
157.1300 AUD |
|
Rio Tinto Limited ordinary |
Sale |
737 |
157.4013 AUD |
|
Rio Tinto Limited ordinary |
Sale |
148 |
157.7508 AUD |
|
Rio Tinto Limited ordinary |
Sale |
98 |
157.7878 AUD |
|
Rio Tinto Limited ordinary |
Sale |
99 |
157.9134 AUD |
|
Rio Tinto Limited ordinary |
Sale |
197 |
157.9900 AUD |
|
Rio Tinto Limited ordinary |
Sale |
572 |
158.0204 AUD |
|
Rio Tinto Limited ordinary |
Sale |
25,178 |
158.2502 AUD |
|
Rio Tinto Limited ordinary |
Sale |
5,911 |
158.2933 AUD |
|
Rio Tinto Limited ordinary |
Sale |
5 |
158.8100 AUD |
(b) Cash-settled derivative transactions
|
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
|
Rio Tinto Limited ordinary |
CFD |
Increasing a short position |
832 |
157.1300 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Increasing a short position |
22 |
157.1300 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Reducing a short position |
3,056 |
157.3170 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Increasing a long position |
2 |
157.3250 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Increasing a short position |
1,113 |
157.3603 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Opening a short position |
1,561 |
157.4609 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Reducing a short position |
6 |
157.5175 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Increasing a long position |
1,555 |
157.6867 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Increasing a short position |
359 |
157.7910 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Increasing a short position |
180 |
157.8145 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Increasing a short position |
352 |
157.8834 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Increasing a long position |
99 |
157.9134 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Opening a short position |
1,189 |
157.9165 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Increasing a long position |
195 |
157.9968 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Opening a long position |
23,998 |
158.1899 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Opening a short position |
5,849 |
158.4133 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Increasing a short position |
28,598 |
158.4347 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Reducing a short position |
5 |
158.8100 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Reducing a short position |
2,849 |
159.3423 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Opening a short position |
8 |
159.3500 AUD |
|
Rio Tinto Limited ordinary |
CFD |
Opening a long position |
1,180 |
159.4769 AUD |
|
Rio Tinto Limited ordinary |
SWAP |
Increasing a short position |
404 |
157.1300 AUD |
|
Rio Tinto Limited ordinary |
SWAP |
Opening a long position |
1,482 |
157.1300 AUD |
|
Rio Tinto Limited ordinary |
SWAP |
Increasing a long position |
963 |
157.1300 AUD |
|
Rio Tinto Limited ordinary |
SWAP |
Increasing a short position |
1,112 |
157.5680 AUD |
|
Rio Tinto Limited ordinary |
SWAP |
Reducing a short position |
1,482 |
159.4300 AUD |
|
Rio Tinto Limited ordinary |
SWAP |
Reducing a long position |
1,482 |
159.4300 AUD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
|
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
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|
|
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|
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(ii) Exercise
|
Class of relevant security |
Product description e.g. call option |
Exercising / exercised against |
Number of securities |
Exercise price per unit |
|
|
|
|
|
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(d) Other dealings (including subscribing for new securities)
|
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
|
|
|
|
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
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Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
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NONE
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(b) Agreements, arrangements or understandings relating to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
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(c) Attachments
|
Is a Supplemental Form 8 (Open Positions) attached? |
YES |
Date of disclosure: |
06 February 2026 |
Contact name: |
Papa Lette and Andrzej Szyszka |
Telephone number*: |
+33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.