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| Date | 24 Aug 2021 |
| Time | 08:59:34 |
| Category | Director/PDMR dealings |
| ID | 5926J |
Notification of dealing form
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
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|
a) |
Name |
Graham Kerr |
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|
2 |
Reason for the notification |
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|
a) |
Position/status |
Chief Executive Officer and Managing Director |
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|
b) |
Initial notification/Amendment |
Initial Notification |
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|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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|
a) |
Name |
South32 Limited |
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|
b) |
LEI |
213800LAZNPXSBKVHR17 |
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|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Vesting of Rights under South32 Equity Incentive Plan (EIP) AU000000S320 |
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|
b) |
Nature of the transaction |
Vesting of rights under the South32 EIP |
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|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information - Aggregated volume - Price |
Aggregated volume: 352097 Aggregated price: 0.00 Total Aggregated Price: 0.00 |
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|
b) |
Nature of the transaction |
Sale of shares |
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|
c) |
Price(s) and volume(s) |
|
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|
d) |
Aggregated information - Aggregated volume - Price |
Aggregated volume: 165486 Aggregated price: 2.75 Total Aggregated Price: 454780.68 |
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|
e) |
Date of the transaction |
20 August 2021 |
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|
f) |
Place of the transaction |
XASX |
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Notification of dealing forms
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|||||||
|
a) |
Name |
Michael Fraser |
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|
2 |
Reason for the notification |
|||||||
|
a) |
Position/status |
Chief Operating Officer |
||||||
|
b) |
Initial notification/Amendment |
Initial Notification |
||||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
|
a) |
Name |
South32 Limited |
||||||
|
b) |
LEI |
213800LAZNPXSBKVHR17 |
||||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares AU000000S320 |
||||||
|
b) |
Nature of the transaction |
Vesting of rights under the South32 EIP |
||||||
|
c) |
Price(s) and volume(s) |
|
||||||
|
d) |
Aggregated information - Aggregated volume - Price |
Aggregated volume: 180724 Aggregated price: 0.00 Total Aggregated Price: 0.00 |
||||||
|
b) |
Nature of the transaction |
Sale of shares |
||||||
|
c) |
Price(s) and volume(s) |
|
||||||
|
d) |
Aggregated information - Aggregated volume - Price |
Aggregated volume: 180724 Aggregated price: 2.798 Total Aggregated Price: 505,753.17 |
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|
e) |
Date of the transaction |
20 August 2021 |
||||||
|
f) |
Place of the transaction |
XASX |
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Notification of dealing form
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|||||
|
a) |
Name |
Jason Economidis |
||||
|
2 |
Reason for the notification |
|||||
|
a) |
Position/status |
Chief Operating Officer |
||||
|
b) |
Initial notification/Amendment |
Initial Notification |
||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
|
a) |
Name |
South32 Limited |
||||
|
b) |
LEI |
213800LAZNPXSBKVHR17 |
||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Vesting of Rights under South32 Equity Incentive Plan (EIP) AU000000S320 |
||||
|
b) |
Nature of the transaction |
Vesting of rights under the South32 EIP |
||||
|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information - Aggregated volume - Price |
Aggregated volume: 49481 Aggregated price: 0.00 Total Aggregated Price: 0.00 |
||||
|
e) |
Date of the transaction |
20 August 2021 |
||||
|
f) |
Place of the transaction |
XASX |
||||
Notification of dealing form
|
1 |
Details of the person discharging managerial responsibilities / person closely associated |
|||||
|
a) |
Name |
Katherine Tovich |
||||
|
2 |
Reason for the notification |
|||||
|
a) |
Position/status |
Chief Financial Officer |
||||
|
b) |
Initial notification/Amendment |
Initial Notification |
||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
|
a) |
Name |
South32 Limited |
||||
|
b) |
LEI |
213800LAZNPXSBKVHR17 |
||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares AU000000S320 |
||||
|
b) |
Nature of the transaction |
Vesting of rights under the South32 EIP |
||||
|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information - Aggregated volume - Price |
Aggregated volume: 83243 Aggregated price: 0.00 Total Aggregated Price: 0.00 |
||||
|
b) |
Nature of the transaction |
Sale of shares |
||||
|
c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information - Aggregated volume - Price |
Aggregated volume: 59935 Aggregated price: 2.748 Total Aggregated Price: 164,710.49 |
||||
|
e) |
Date of the transaction |
20 August 2021 |
||||
|
f) |
Place of the transaction |
XASX |
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