| NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i |
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| 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: |
VinaCapital Vietnam Opportunity Fund |
| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) |
| Non-UK issuer |
X |
| 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) |
| An acquisition or disposal of voting rights |
X |
| An acquisition or disposal of financial instruments |
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| An event changing the breakdown of voting rights |
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| Other (please specify)iii: |
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| 3. Details of person subject to the notification obligationiv |
| Name |
Lazard Asset Management LLC |
| City and country of registered office (if applicable) |
New York, United States of America |
| 4. Full name of shareholder(s) (if different from 3.)v |
| Name |
Bank of New York, Inc - Global Custody
Bank of New York, Inc – Dir Personal
Mellon Trust
JP Morgan Chase – SWIFT
Northern Trust Co
State Street Bank – Custodian ETC
State Street Bank-Custody Master Trust
State Street Bank – Master Tr – ETC |
| City and country of registered office (if applicable) |
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| 5. Date on which the threshold was crossed or reachedvi: |
18 October 2017 |
| 6. Date on which issuer notified (DD/MM/YYYY): |
19/10/2017 |
| 7. Total positions of person(s) subject to the notification obligation |
|
% of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights of issuervii |
| Resulting situation on the date on which threshold was crossed or reached |
12.975% |
N/A |
12.975% |
198,563,264 |
Position of previous notification (if
applicable) |
13.001% |
N/A |
13.001% |
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